Mauldin John 4
4 · Ashford Inc. · Filed Jun 19, 2018
Insider Transaction Report
Form 4
Ashford Inc.AINC
Mauldin John
Director
Transactions
- Award
Common Stock
2018-06-15+1,040→ 4,518 total
Holdings
- 394(indirect: By Trust)
Common Stock
- 394(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The shares were issued to the Reporting Person as an annual stock grant from the Issuer under the Issuer's 2014 Incentive Plan upon the Reporting Person's re-election to the Issuer's Board of Directors.
- [F2]The annual stock grant was made to the Reporting Person as part of the non-employee director annual base retainer of $150,000, which is payable 50% in cash and 50% in common stock of the Issuer. The common stock acquired by the Reporting Person and reported on this Form 4 reflects the common stock portion of such annual base retainer.
- [F3]Held directly by the Mauldin Management Defined Benefit Cash Balance Plan & Trust FBO Pooled Account dated 1/1/2010, of which the Reporting Person is a trustee and a participant. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F4]Held directly by the Business Marketing Group Defined Benefit Cash Balance Plan & Trust dated 12/27/2010, of which the Reporting Person is a trustee and a participant. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.