4//SEC Filing
Jain Priya 4
Accession 0001140361-18-029166
CIK 0001535379other
Filed
Jun 18, 8:00 PM ET
Accepted
Jun 19, 5:03 PM ET
Size
17.9 KB
Accession
0001140361-18-029166
Insider Transaction Report
Form 4
Cloudera, Inc.CLDR
Jain Priya
Controller/PrincipalAcctg.Ofcr
Transactions
- Exercise/Conversion
Common Stock
2018-06-15+1,188→ 11,142 total - Exercise/Conversion
Restricted Stock Units
2018-06-15−750→ 11,250 totalExercise: $0.00→ Common Stock (750 underlying) - Exercise/Conversion
Common Stock
2018-06-15+750→ 11,892 total - Exercise/Conversion
Common Stock
2018-06-15+9,250→ 9,954 total - Exercise/Conversion
Restricted Stock Units
2018-06-15−9,250→ 27,750 totalExercise: $0.00→ Common Stock (9,250 underlying) - Tax Payment
Common Stock
2018-06-15$15.60/sh−3,866$60,310→ 8,026 total - Exercise/Conversion
Restricted Stock Units
2018-06-15−1,188→ 16,625 totalExercise: $0.00→ Common Stock (1,188 underlying)
Footnotes (8)
- [F1]Vesting and release of restricted stock units ("RSUs") granted to the reporting person on May 30, 2017.
- [F2]Vesting and release of restricted stock units ("RSUs") granted to the reporting person on December 11, 2017.
- [F3]Vesting and release of restricted stock units ("RSUs") granted to the reporting person on January 26, 2018.
- [F4]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- [F5]Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
- [F6]1/4th of the total number of restricted stock units ("RSUs") will vest on June 15, 2018, and thereafter shall vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
- [F7]1/16th of the total number of RSUs will vest on March 15, 2018, and thereafter shall vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
- [F8]1/16th of the total number of RSUs will vest on June 15, 2018, and thereafter shall vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
Documents
Issuer
Cloudera, Inc.
CIK 0001535379
Entity typeother
Related Parties
1- filerCIK 0001679684
Filing Metadata
- Form type
- 4
- Filed
- Jun 18, 8:00 PM ET
- Accepted
- Jun 19, 5:03 PM ET
- Size
- 17.9 KB