Longitude Capital Partners II, LLC 3
3 · Tricida, Inc. · Filed Jun 27, 2018
Insider Transaction Report
Form 3
Tricida, Inc.TCDA
Longitude Capital Partners II, LLC
10% Owner
Holdings
- (indirect: By Longitude Venture Partners II, L.P.)
Series D Convertible Preferred Stock
→ Common Stock (456,644 underlying) - (indirect: By Longitude Venture Partners II, L.P.)
Series C Convertible Preferred Stock
→ Common Stock (2,431,511 underlying)
Footnotes (3)
- [F1]Each of the Series C Convertible Preferred Stock and Series D Convertible Preferred Stock is convertible at any time at the option of the holder (and is automatically convertible upon closing of the Issuer's initial public offering of its Common Stock) into Common Stock at a rate of 1/3.98, for no additional consideration, and has no expiration date.
- [F2]These shares are held directly by Longitude Venture Partners II, L.P. ("Longitude II"). This statement is filed jointly by Longitude Capital Partners II, LLC ("LCP2"), Longitude II, Patrick G. Enright ("Mr. Enright") and Juliet Tammenoms Bakker ("Ms. Bakker"), all of whom share beneficial ownership of more than 10% of the capital stock of the Issuer. LCP2 is the general partner of Longitude II and may be deemed to share voting and investment power over the shares of the Issuer held by Longitude II. Mr. Enright and Ms. Bakker are the managing members of LCP2 and may be deemed to share voting and investment power over the shares of the Issuer held by Longitude II.
- [F3]Each of LCP2, Mr. Enright and Ms. Bakker disclaims beneficial ownership of such shares except to the extent of its, his or her pecuniary interest therein, and the filing of this statement shall not be deemed an admission that any such Reporting Person is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.