4//SEC Filing
Longitude Capital Partners II, LLC 4
Accession 0001140361-18-031069
CIK 0001595585other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 9:16 PM ET
Size
18.7 KB
Accession
0001140361-18-031069
Insider Transaction Report
Form 4
Tricida, Inc.TCDA
Tammenoms Bakker Juliet
10% Owner
Transactions
- Conversion
Series C Convertible Preferred Stock
2018-07-02−9,677,419→ 0 total(indirect: By Longitude Venture Partners II, L.P.)→ Common Stock (2,431,511 underlying) - Purchase
Common Stock
2018-07-02$19.00/sh+131,579$2,500,001→ 3,019,734 total(indirect: Longitude Venture Partners II, L.P) - Conversion
Series D Convertible Preferred Stock
2018-07-02−1,817,447→ 0 total(indirect: By Longitude Venture Partners II, L.P.)→ Common Stock (456,644 underlying) - Conversion
Common Stock
2018-07-02+2,431,511→ 2,431,511 total(indirect: Longitude Venture Partners II, L.P.) - Conversion
Common Stock
2018-07-02+456,644→ 2,888,155 total(indirect: Longitude Venture Partners II, L.P.)
ENRIGHT PATRICK G
10% Owner
Transactions
- Conversion
Series C Convertible Preferred Stock
2018-07-02−9,677,419→ 0 total(indirect: By Longitude Venture Partners II, L.P.)→ Common Stock (2,431,511 underlying) - Conversion
Series D Convertible Preferred Stock
2018-07-02−1,817,447→ 0 total(indirect: By Longitude Venture Partners II, L.P.)→ Common Stock (456,644 underlying) - Conversion
Common Stock
2018-07-02+2,431,511→ 2,431,511 total(indirect: Longitude Venture Partners II, L.P.) - Conversion
Common Stock
2018-07-02+456,644→ 2,888,155 total(indirect: Longitude Venture Partners II, L.P.) - Purchase
Common Stock
2018-07-02$19.00/sh+131,579$2,500,001→ 3,019,734 total(indirect: Longitude Venture Partners II, L.P)
Longitude Capital Partners II, LLC
10% Owner
Transactions
- Conversion
Common Stock
2018-07-02+2,431,511→ 2,431,511 total(indirect: Longitude Venture Partners II, L.P.) - Conversion
Series C Convertible Preferred Stock
2018-07-02−9,677,419→ 0 total(indirect: By Longitude Venture Partners II, L.P.)→ Common Stock (2,431,511 underlying) - Conversion
Series D Convertible Preferred Stock
2018-07-02−1,817,447→ 0 total(indirect: By Longitude Venture Partners II, L.P.)→ Common Stock (456,644 underlying) - Conversion
Common Stock
2018-07-02+456,644→ 2,888,155 total(indirect: Longitude Venture Partners II, L.P.) - Purchase
Common Stock
2018-07-02$19.00/sh+131,579$2,500,001→ 3,019,734 total(indirect: Longitude Venture Partners II, L.P)
Longitude Venture Partners II, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2018-07-02+2,431,511→ 2,431,511 total(indirect: Longitude Venture Partners II, L.P.) - Conversion
Series D Convertible Preferred Stock
2018-07-02−1,817,447→ 0 total(indirect: By Longitude Venture Partners II, L.P.)→ Common Stock (456,644 underlying) - Purchase
Common Stock
2018-07-02$19.00/sh+131,579$2,500,001→ 3,019,734 total(indirect: Longitude Venture Partners II, L.P) - Conversion
Common Stock
2018-07-02+456,644→ 2,888,155 total(indirect: Longitude Venture Partners II, L.P.) - Conversion
Series C Convertible Preferred Stock
2018-07-02−9,677,419→ 0 total(indirect: By Longitude Venture Partners II, L.P.)→ Common Stock (2,431,511 underlying)
Footnotes (3)
- [F1]Each of the Series C Convertible Preferred Stock and Series D Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock at a rate of 1/3.98, for no additional consideration, and had no expiration date. Each of the Series C Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock, at a rate of 1/3.98 and for no additional consideration, upon closing of the Issuer's initial public offering of its Common Stock.
- [F2]These shares are held directly by Longitude Venture Partners II, L.P. ("Longitude II"). This statement is filed jointly by Longitude Capital Partners II, LLC ("LCP2"), Longitude II, Patrick G. Enright ("Mr. Enright") and Juliet Tammenoms Bakker ("Ms. Bakker"), all of whom share beneficial ownership of more than 10% of the capital stock of the Issuer. LCP2 is the general partner of Longitude II and may be deemed to share voting and investment power over the shares of the Issuer held by Longitude II. Mr. Enright and Ms. Bakker are the managing members of LCP2 and may be deemed to share voting and investment power over the shares of the Issuer held by Longitude II.
- [F3]Each of LCP2, Mr. Enright and Ms. Bakker disclaims beneficial ownership of such shares except to the extent of its, his or her pecuniary interest therein, and the filing of this statement shall not be deemed an admission that any such Reporting Person is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
Tricida, Inc.
CIK 0001595585
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001647491
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 9:16 PM ET
- Size
- 18.7 KB