4//SEC Filing
JAMES THOMAS L. 4
Accession 0001140361-18-031152
CIK 0001347858other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 12:18 PM ET
Size
11.6 KB
Accession
0001140361-18-031152
Insider Transaction Report
Form 4
JAMES THOMAS L.
VP, General Counsel & Sec'y.
Transactions
- Sale
Common Stock
2018-06-29$2.44/sh−50,000$121,925→ 50,000 total
Holdings
- 117,146
Stock Option (Right to Buy)
Exercise: $2.76Exp: 2028-03-06→ Common Stock (117,146 underlying) - 124,000
Stock Option Grant (Right to Buy)
Exercise: $1.39Exp: 2027-05-24→ Common Stock (124,000 underlying) - 136,170
Stock Option Grant
Exercise: $0.95Exp: 2026-03-04→ Common Stock (136,170 underlying) - 197,568
Stock Option (right to buy)
Exercise: $0.96From: 2016-02-16Exp: 2025-02-16→ Common Stock (197.568 underlying) - 300,000
Options to Purchase Common Stock
Exercise: $2.61From: 2017-05-01Exp: 2024-05-27→ Common Stock (300,000 underlying)
Footnotes (4)
- [F1]Stock option grant which vests one-third on each of March 6, 2019, March 6, 2020 and March 6, 2021.
- [F2]Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.
- [F3]Stock option grant which vests one-third on each of March 4, 2017, March 4, 2018 and March 4, 2019.
- [F4]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.42 to $2.49, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Documents
Issuer
22nd Century Group, Inc.
CIK 0001347858
Entity typeother
Related Parties
1- filerCIK 0001608342
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 12:18 PM ET
- Size
- 11.6 KB