GE Ventures Ltd 4
4 · Neuronetics, Inc. · Filed Jul 5, 2018
Insider Transaction Report
Form 4
GE Ventures Ltd
10% Owner
Transactions
- Conversion
Common Stock
2018-07-02+280,032→ 1,308,041 total(indirect: See Note) - Conversion
Common Stock
2018-07-02+1,028,009→ 1,028,009 total(indirect: See Note) - Conversion
Series F Convertible Preferred Stock
2018-07-02−1,028,009→ 0 total(indirect: See Note)→ Common Stock (1,028,009 underlying) - Conversion
Series G Convertible Preferred Stock
2018-07-02−280,032→ 0 total(indirect: See Note)→ Common Stock (280,032 underlying)
Footnotes (2)
- [F1]Each share of Series F Convertible Preferred Stock and Series G Convertible Preferred Stock was convertible at any time, at the option of the holder, into Common Stock, on a one-for-one basis, had no expiration date and converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering.
- [F2]Directly owned by GE Ventures Limited, which is a wholly-owned subsidiary of General Electric Company ("General Electric"). General Electric disclaims beneficial ownership of the securities of the Issuer held by GE Ventures Limited except to the extent of its pecuniary interest, and the filing of this Form shall not be deemed an admission that General Electric is the beneficial owner of any equity securities of the Issuer for purposes of Section 16 or any other purpose.