Home/Filings/4/0001140361-18-032391
4//SEC Filing

MICK JAMES RYAN 4

Accession 0001140361-18-032391

CIK 0001490286other

Filed

Jul 12, 8:00 PM ET

Accepted

Jul 13, 4:25 PM ET

Size

12.5 KB

Accession

0001140361-18-032391

Insider Transaction Report

Form 4
Period: 2017-12-01
Transactions
  • Small Acquisition

    Common Stock

    2017-12-01$16.35/sh+5.767$94369.001 total
  • Small Acquisition

    Common Stock

    2018-03-01$17.62/sh+5.49$97374.491 total
  • Exercise of In-Money

    Common Stock

    2018-07-12+126505.819 total
  • Small Acquisition

    Common Stock

    2018-06-01$18.60/sh+5.328$99379.819 total
  • Exercise of In-Money

    Transferable Subscription Rights (Right to Buy)

    2018-07-123782 total
    From: 2018-06-19Exp: 2018-07-18Common Stock (126 underlying)
Footnotes (3)
  • [F1]Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.
  • [F2]On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").
  • [F3]The reporting person exercised his basic subscription privilege. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

Documents

1 file

Issuer

TORTOISE MLP FUND, INC.

CIK 0001490286

Entity typeother

Related Parties

1
  • filerCIK 0001647349

Filing Metadata

Form type
4
Filed
Jul 12, 8:00 PM ET
Accepted
Jul 13, 4:25 PM ET
Size
12.5 KB