3//SEC Filing
KKR Freya Aggregator L.P. 3
Accession 0001140361-18-034827
CIK 0001651052other
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 5:13 PM ET
Size
28.7 KB
Accession
0001140361-18-034827
Insider Transaction Report
Form 3
KKR Freya Aggregator L.P.
10% Owner
Holdings
- 4,114,647(indirect: See Footnotes)
Class A Common Stock
- 487,112(indirect: See Footnotes)
Class A Common Stock
- 538,048(indirect: See Footnotes)
Class A Common Stock
- (indirect: See Footnotes)
Units of Focus Financial Partners, LLC
→ Class A Common Stock (4,384,002 underlying)
KKR Associates Americas XII AIV L.P.
10% Owner
Holdings
- 4,114,647(indirect: See Footnotes)
Class A Common Stock
- 487,112(indirect: See Footnotes)
Class A Common Stock
- 538,048(indirect: See Footnotes)
Class A Common Stock
- (indirect: See Footnotes)
Units of Focus Financial Partners, LLC
→ Class A Common Stock (4,384,002 underlying)
KKR Americas XII Ltd
10% Owner
Holdings
- 538,048(indirect: See Footnotes)
Class A Common Stock
- 487,112(indirect: See Footnotes)
Class A Common Stock
- 4,114,647(indirect: See Footnotes)
Class A Common Stock
- (indirect: See Footnotes)
Units of Focus Financial Partners, LLC
→ Class A Common Stock (4,384,002 underlying)
KKR Freya Aggregator GP LLC
10% Owner
Holdings
- 487,112(indirect: See Footnotes)
Class A Common Stock
- 538,048(indirect: See Footnotes)
Class A Common Stock
- 4,114,647(indirect: See Footnotes)
Class A Common Stock
- (indirect: See Footnotes)
Units of Focus Financial Partners, LLC
→ Class A Common Stock (4,384,002 underlying)
KKR Americas Fund XII (Freya) L.P.
10% Owner
Holdings
- 487,112(indirect: See Footnotes)
Class A Common Stock
- 4,114,647(indirect: See Footnotes)
Class A Common Stock
- (indirect: See Footnotes)
Units of Focus Financial Partners, LLC
→ Class A Common Stock (4,384,002 underlying) - 538,048(indirect: See Footnotes)
Class A Common Stock
KKR Americas XII AIV GP LLC
10% Owner
Holdings
- (indirect: See Footnotes)
Units of Focus Financial Partners, LLC
→ Class A Common Stock (4,384,002 underlying) - 538,048(indirect: See Footnotes)
Class A Common Stock
- 4,114,647(indirect: See Footnotes)
Class A Common Stock
- 487,112(indirect: See Footnotes)
Class A Common Stock
KKR Associates Americas XII L.P.
10% Owner
Holdings
- 487,112(indirect: See Footnotes)
Class A Common Stock
- 4,114,647(indirect: See Footnotes)
Class A Common Stock
- 538,048(indirect: See Footnotes)
Class A Common Stock
- (indirect: See Footnotes)
Units of Focus Financial Partners, LLC
→ Class A Common Stock (4,384,002 underlying)
Holdings
- 487,112(indirect: See Footnotes)
Class A Common Stock
- 538,048(indirect: See Footnotes)
Class A Common Stock
- 4,114,647(indirect: See Footnotes)
Class A Common Stock
- (indirect: See Footnotes)
Units of Focus Financial Partners, LLC
→ Class A Common Stock (4,384,002 underlying)
Holdings
- 487,112(indirect: See Footnotes)
Class A Common Stock
- 4,114,647(indirect: See Footnotes)
Class A Common Stock
- 538,048(indirect: See Footnotes)
Class A Common Stock
- (indirect: See Footnotes)
Units of Focus Financial Partners, LLC
→ Class A Common Stock (4,384,002 underlying)
Footnotes (9)
- [F1]These shares of Class A common stock ("Class A Common Stock") of Focus Financial Partners Inc. (the "Issuer") are held by KKR Freya Aggregator L.P.
- [F2]These shares of Class A Common Stock are held by KKR Americas XII (Freya) Blocker Parent L.P.
- [F3]These shares of Class A Common Stock are held by KKR Americas XII EEA (Freya) Blocker Parent L.P.
- [F4]Units of Focus Financial Partners, LLC represent limited liability company units of Focus Financial Partners, LLC and an equal number of shares of Class B common stock ("Class B Common Stock") of the Issuer, which together are exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC.
- [F5]Units of Focus Financial Partners, LLC are held by KKR Freya Aggregator L.P.
- [F6]KKR Freya Aggregator GP LLC is the general partner of KKR Freya Aggregator L.P., KKR Americas Fund XII (Freya) L.P. is the sole member of KKR Freya Aggregator GP LLC, KKR Associates Americas XII AIV L.P. is the general partner of KKR Americas Fund XII (Freya) L.P., KKR Americas XII AIV GP LLC is the general partner of KKR Associates Americas XII AIV L.P., KKR Management Holdings L.P. is the sole member of KKR Americas XII AIV GP LLC and KKR Management Holdings Corp. is the general partner of KKR Management Holdings L.P.
- [F7]KKR Associates Americas XII L.P. is the general partner of KKR Americas XII (Freya) Blocker Parent L.P. and KKR Americas XII EEA (Freya) Blocker Parent L.P., KKR Americas XII Limited is the general partner of KKR Associates Americas XII L.P. and KKR Fund Holdings L.P. is the sole shareholder of KKR Americas XII Limited. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P.
- [F8]KKR Group Holdings Corp. is the sole shareholder of KKR Management Holdings Corp., the sole shareholder of KKR Fund Holdings GP Limited and a general partner of KKR Fund Holdings L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC.
- [F9]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
Documents
Issuer
Focus Financial Partners Inc.
CIK 0001651052
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001746587
Filing Metadata
- Form type
- 3
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 5:13 PM ET
- Size
- 28.7 KB