4//SEC Filing
BACH ROBERT J 4
Accession 0001140361-18-035595
CIK 0001314727other
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 4:32 PM ET
Size
19.7 KB
Accession
0001140361-18-035595
Insider Transaction Report
Form 4
Sonos IncSONO
BACH ROBERT J
Director
Transactions
- Conversion
Series A Preferred Stock
2018-08-06−12,000→ 0 total(indirect: See footnote)→ Common Stock (12,000 underlying) - Conversion
Common Stock
2018-08-06+97,148→ 167,534 total - Conversion
Common Stock
2018-08-06+12,000→ 12,000 total(indirect: See footnote) - Conversion
Common Stock
2018-08-06+12,000→ 12,000 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2018-08-06−27,716→ 0 total→ Common Stock (27,716 underlying) - Conversion
Series B Preferred Stock
2018-08-06−17,196→ 0 total→ Common Stock (17,196 underlying) - Conversion
Series D Preferred Stock
2018-08-06−52,236→ 0 total→ Common Stock (52,236 underlying) - Conversion
Series A Preferred Stock
2018-08-06−12,000→ 0 total(indirect: See footnote)→ Common Stock (12,000 underlying)
Holdings
- 16,000(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]In connection with the consummation of the Issuer's initial public offering on August 6, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.
- [F2]The shares are held by the Pauline M. Bach 2013 Annuity Trust, of which the Reporting Person's spouse is a beneficiary.
- [F3]The shares are held by the Robert J. Bach 2013 Annuity Trust, for which the Reporting Person serves as a trustee.
- [F4]The shares are held by the Pauline M. Bach 2016 Annuity Trust, of which the Reporting Person's spouse is a beneficiary.
Documents
Issuer
Sonos Inc
CIK 0001314727
Entity typeother
Related Parties
1- filerCIK 0001193099
Filing Metadata
- Form type
- 4
- Filed
- Aug 5, 8:00 PM ET
- Accepted
- Aug 6, 4:32 PM ET
- Size
- 19.7 KB