BACH ROBERT J 4

4 · Sonos Inc · Filed Aug 6, 2018

Form 4

Period: 2018-08-06

Director

Transactions

Conversion
Series A Preferred Stock
2018-08-06−12,000→ 0 total(indirect: See footnote)
→ Common Stock (12,000 underlying)
Conversion
Common Stock
2018-08-06+97,148→ 167,534 total
Conversion
Common Stock
2018-08-06+12,000→ 12,000 total(indirect: See footnote)
Conversion
Common Stock
2018-08-06+12,000→ 12,000 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2018-08-06−27,716→ 0 total
→ Common Stock (27,716 underlying)
Conversion
Series B Preferred Stock
2018-08-06−17,196→ 0 total
→ Common Stock (17,196 underlying)
Conversion
Series D Preferred Stock
2018-08-06−52,236→ 0 total
→ Common Stock (52,236 underlying)
Conversion
Series A Preferred Stock
2018-08-06−12,000→ 0 total(indirect: See footnote)
→ Common Stock (12,000 underlying)

Holdings

Footnotes (4)

[F1]In connection with the consummation of the Issuer's initial public offering on August 6, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.
[F2]The shares are held by the Pauline M. Bach 2013 Annuity Trust, of which the Reporting Person's spouse is a beneficiary.
[F3]The shares are held by the Robert J. Bach 2013 Annuity Trust, for which the Reporting Person serves as a trustee.
[F4]The shares are held by the Pauline M. Bach 2016 Annuity Trust, of which the Reporting Person's spouse is a beneficiary.

Documents

1 file