SUPERVALU INC·4

Oct 24, 4:39 PM ET

Woseth Robert N 4

4 · SUPERVALU INC · Filed Oct 24, 2018

Insider Transaction Report

Form 4
Period: 2018-10-22
Woseth Robert N
EVP, Chief Strategy Officer
Transactions
  • Disposition to Issuer

    Common Stock

    2018-10-22$32.50/sh10,373$337,1230 total
  • Disposition to Issuer

    Performance Shares

    2018-10-2242,1980 total
    Exercise: $0.00Common Stock (42,198 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2018-10-2221,3430 total
    Exercise: $52.50Exp: 2024-05-16Common Stock (21,343 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2018-10-2212,5700 total
    Exercise: $61.53Exp: 2025-04-30Common Stock (12,570 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2018-10-228,5890 total
    Exercise: $0.00Common Stock (8,589 underlying)
  • Disposition to Issuer

    Performance Shares

    2018-10-2256,4130 total
    Exercise: $0.00Common Stock (56,413 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2018-10-2233,8180 total
    Exercise: $45.43Exp: 2023-05-07Common Stock (33,818 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2018-10-229,0320 total
    Exercise: $39.48Exp: 2026-04-28Common Stock (9,032 underlying)
  • Award

    Performance Shares

    2018-10-2256,41356,413 total
    Exercise: $0.00Common Stock (56,413 underlying)
Footnotes (4)
  • [F1]At the effective time, each outstanding share of the Company's common stock (other than shares owned by the Company, UNFI or any of their respective subsidiaries (except for shares of common stock held on behalf of third parties), dissenting shares and any Company restricted shares) was disposed of pursuant to the Merger Agreement in exchange for $32.50 per share, without interest.
  • [F2]At the effective time, each outstanding and unexercised stock option, whether vested or unvested, was converted into an option to purchase shares of UNFI common stock generally on the same terms and conditions as applied prior to the effective time, in accordance with the terms and conditions of the Merger Agreement.
  • [F3]At the effective time, each outstanding restricted stock unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value equal to the product of (i) the number of shares of SUPERVALU common stock subject to such award and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement.
  • [F4]At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement.

Documents

1 file
  • 4
    form4.xmlPrimary

    FORM 4