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4//SEC Filing

KKR Management Holdings L.P. 4

Accession 0001140361-18-043393

CIK 0001631596other
View on SEC.govCompany Profile

Filed

Nov 18, 7:00 PM ET

Accepted

Nov 19, 4:31 PM ET

Size

18.0 KB

Accession

0001140361-18-043393

Insider Transaction Report

Form 4
Period: 2018-11-19
KKR Real Estate Finance Trust Inc.KREF
KKR Management LLC
10% Owner
Transactions
  • Sale

    Common Stock

    2018-11-19$20.00/sh−1,750,000$35,000,000→ 2,008,616 total(indirect: See Footnotes)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    20,000,000
KRAVIS HENRY R
10% Owner
Transactions
  • Sale

    Common Stock

    2018-11-19$20.00/sh−1,750,000$35,000,000→ 2,008,616 total(indirect: See Footnotes)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    20,000,000
KKR Management Holdings Corp
10% Owner
Transactions
  • Sale

    Common Stock

    2018-11-19$20.00/sh−1,750,000$35,000,000→ 2,008,616 total(indirect: See Footnotes)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    20,000,000
ROBERTS GEORGE R
10% Owner
Transactions
  • Sale

    Common Stock

    2018-11-19$20.00/sh−1,750,000$35,000,000→ 2,008,616 total(indirect: See Footnotes)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    20,000,000
KKR Management Holdings L.P.
10% Owner
Transactions
  • Sale

    Common Stock

    2018-11-19$20.00/sh−1,750,000$35,000,000→ 2,008,616 total(indirect: See Footnotes)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    20,000,000
KKR & Co. L.P.
10% Owner
Transactions
  • Sale

    Common Stock

    2018-11-19$20.00/sh−1,750,000$35,000,000→ 2,008,616 total(indirect: See Footnotes)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    20,000,000
KKR Group Holdings Corp.
10% Owner
Transactions
  • Sale

    Common Stock

    2018-11-19$20.00/sh−1,750,000$35,000,000→ 2,008,616 total(indirect: See Footnotes)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    20,000,000
Footnotes (6)
  • [F1]Represents 20,000,000 shares of common stock ("Common Stock") of KKR Real Estate Finance Trust Inc. (the "Issuer") held by KKR REFT Holdings L.P. continuously since the initial public offering of the Issuer. KKR REFT Holdings L.P. did not participate in the secondary public offering of Common Stock of the Issuer described in the Issuer's prospectus supplement filed with the Securities and Exchange Commission on November 16, 2018 (the "Secondary Offering").
  • [F2]This amount represents the price per share of Common Stock of the Issuer sold by Tactical Value SPN-KREF Holdings L.P., a vehicle holding shares primarily for the benefit of a third party unaffiliated with KKR, to the underwriters in the Secondary Offering.
  • [F3]The general partner of KKR REFT Holdings L.P. is KKR REFT Holdings GP LLC, which is wholly owned by KKR REFT Asset Holdings LLC ("KKR REFT Asset Holdings"). KKR REFT Asset Holdings is owned by KKR Fund Holdings L.P. and KKR Financial Holdings LLC, whose common shares are wholly owned by KKR Fund Holdings L.P. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited.
  • [F4]Shares of Common Stock of the Issuer are held by Tactical Value SPN-KREF Holdings L.P. The general partner of Tactical Value SPN-KREF Holdings L.P. is Tactical Value SPN-SPV GP LLC, the sole member of which is KKR Tactical Value SPN L.P. ("TV SPN"). The general partner of TV SPN is KKR Associates TV SPN L.P., whose general partner is KKR TV SPN GP Limited, the sole shareholder of which is KKR Management Holdings L.P. The general partner of KKR Management Holdings L.P. is KKR Management Holdings Corp., the sole shareholder of which is KKR Group Holdings Corp.
  • [F5]KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC.
  • [F6]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Documents

1 file

Issuer

KKR Real Estate Finance Trust Inc.

CIK 0001631596

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Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001472693

Filing Metadata

Form type
4
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 4:31 PM ET
Size
18.0 KB
View on SEC.gov