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4//SEC Filing

O'Bryan John R 4

Accession 0001140361-18-044600

CIK 0001344596other

Filed

Dec 5, 7:00 PM ET

Accepted

Dec 6, 6:12 AM ET

Size

8.2 KB

Accession

0001140361-18-044600

Insider Transaction Report

Form 4
Period: 2018-12-05
O'Bryan John R
SVP, Chief Commercial Officer
Transactions
  • Disposition to Issuer

    Stock Appreciation Right

    2018-12-0546,1810 total
    Exercise: $38.28Exp: 2025-03-16Common Stock (46,181 underlying)
  • Disposition to Issuer

    Stock Appreciation Right

    2018-12-0518,3160 total
    Exercise: $35.99Exp: 2024-06-01Common Stock (18,316 underlying)
Footnotes (3)
  • [F1]On December 5, 2018, the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 22, 2018, by and between American Railcar Industries, Inc. ("ARI") and STL Parent Corp. were completed. Pursuant to the Merger Agreement, Merger Sub was merged with and into ARI, with ARI continuing as the surviving corporation after the merger. At the effective time of the merger, all of the stock appreciation rights held by Mr. O'Bryan were disposed of pursuant to the terms of the Merger Agreement.
  • [F2]One-third of these stock appreciation rights were vested at the effective time of the merger and, pursuant to the terms of the Merger Agreement, were cancelled at the effective time in exchange for the right to receive a lump sum cash payment calculated in accordance with the terms of the Merger Agreement. The unvested portion was cancelled for no consideration or payment.
  • [F3]All of these stock appreciation rights were unvested at the effective time of the merger and, pursuant to the terms of the Merger Agreement, were cancelled for no consideration or payment.

Issuer

American Railcar Industries, Inc.

CIK 0001344596

Entity typeother

Related Parties

1
  • filerCIK 0001708047

Filing Metadata

Form type
4
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 6:12 AM ET
Size
8.2 KB