4//SEC Filing
ORAN STUART I 4
Accession 0001140361-19-000110
CIK 0001476651other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 4:35 PM ET
Size
24.3 KB
Accession
0001140361-19-000110
Insider Transaction Report
Form 4
ORAN STUART I
DirectorSecretary
Transactions
- Disposition to Issuer
Common Stock Warrants (right to buy)
2019-01-01−10,500→ 0 total(indirect: By Trust)Exp: 2019-11-12→ Class A Common Stock (10,500 underlying) - Disposition to Issuer
Option to Purchase
2019-01-01−10,000→ 0 totalExercise: $23.97Exp: 2025-02-10→ Class A Common Stock (10,000 underlying) - Disposition to Issuer
Class A Common Stock, par value $.001 per share
2019-01-01−315→ 0 total(indirect: By LLC) - Disposition to Issuer
Common Stock Warrants (right to buy)
2019-01-01−15,750→ 0 total(indirect: By Trust)Exp: 2019-11-12→ Class A Common Stock (15,750 underlying) - Disposition to Issuer
Class A Common Stock, par value $.001 per share
2019-01-01−8,804→ 0 total - Disposition to Issuer
Common Stock Warrants (right to buy)
2019-01-01−124,905→ 0 totalExp: 2019-11-12→ Class A Common Stock (124,905 underlying) - Disposition to Issuer
Option to Purchase
2019-01-01−41,239→ 0 totalExercise: $21.00Exp: 2021-01-10→ Class A Common Stock (41,239 underlying) - Disposition to Issuer
Option to Purchase
2019-01-01−80,000→ 0 totalExercise: $19.75Exp: 2023-12-23→ Class A Common Stock (80,000 underlying)
Footnotes (9)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") between the Issuer and Synovus Financial Corp. ("Synovus") in exchange for 8,955 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.
- [F2]Disposed of pursuant to the Merger Agreement in exchange for 332 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.
- [F3]This option, which is fully vested and became exercisable on January 25, 2013, was converted into an option to purchase 43,507 shares of Synovus common stock for $19.91 per share.
- [F4]This option, which provided for vesting immediately upon issuance on December 23, 2013 and became exercisable in equal installments 6, 18 and 30 months following the Issuer's initial public offering, was converted into an option to purchase 84,400 shares of Synovus common stock for $18.72 per share.
- [F5]This option, which provided for vesting on each of April 1, 2015, July 1, 2015, October 1, 2015 and January 1, 2016 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $22.72 per share.
- [F6]This option, which provided for vesting on each of April 1, 2016, July 1, 2016, October 1, 2016 and January 1, 2017 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $28.42 per share.
- [F7]These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 131,774 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively.
- [F8]These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 11,077 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust.
- [F9]These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 16,616 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust.
Documents
Issuer
FCB FINANCIAL HOLDINGS, INC.
CIK 0001476651
Entity typeother
Related Parties
1- filerCIK 0001017974
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 4:35 PM ET
- Size
- 24.3 KB