4//SEC Filing
Baird Gilbert L. III 4
Accession 0001140361-19-012328
CIK 0001573221other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 4:28 PM ET
Size
21.7 KB
Accession
0001140361-19-012328
Insider Transaction Report
Form 4
Baird Gilbert L. III
Director
Transactions
- Conversion
Common Stock
2019-07-02+5,509,697→ 5,509,697 total(indirect: By PWP Growth Equity Fund II LP) - Conversion
Common Stock
2019-07-02+275,485→ 5,785,182 total(indirect: By PWP Growth Equity Fund II LP) - Conversion
Series G Preferred Stock
2019-07-02−11,019,394→ 0 total(indirect: By PWP Growth Equity Fund II LP)→ Common Stock (5,509,697 underlying) - Conversion
Series H Preferred Stock
2019-07-02−550,970→ 0 total(indirect: By PWP Growth Equity Fund II LP)→ Common Stock (275,485 underlying) - Conversion
Common Stock
2019-07-02+1,585,856→ 1,585,856 total(indirect: By PWP Growth Equity Fund II B LP) - Conversion
Common Stock
2019-07-02+79,292→ 1,665,148 total(indirect: By PWP Growth Equity Fund II B LP) - Conversion
Series G Preferred Stock
2019-07-02−3,171,712→ 0 total(indirect: By PWP Growth Equity Fund II B LP)→ Common Stock (1,585,856 underlying) - Conversion
Series H Preferred Stock
2019-07-02−158,585→ 0 total(indirect: By PWP Growth Equity Fund II B LP)→ Common Stock (79,292 underlying)
Footnotes (5)
- [F1]Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") automatically converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock had no expiration date.
- [F2]These Shares are directly held by PWP Growth Equity Fund II LP ("PWPGEF II").
- [F3]These Shares are directly held by PWP Growth Equity Fund II B LP, ("PWPGEF II B").
- [F4]PWP Growth Equity Fund II GP LLC ("PWPGEF II GP") is the general partner of PWPGEF II and of PWPGEF II B. PWPGEF II GP is managed by its managing member, Perella Weinberg Partners Capital Management LP ("PWPCM"). PWPCM is managed by its general partner, Perella Weinberg Partners Capital Management GP LLC ("PWPCMGP"). PWPCMGP is managed by its managing member, PWP Capital Group LP ("PWPCG"). PWPCG is managed by its general partner, PWP Capital Group GP LLC ("PWPCGGP"). PWPGCGP is managed by its managing member, PWP Capital Holdings LP ("PWPCH"). PWPCH is managed by its general partner, Perella Weinberg Partners LLC ("PWPLLC"). Each of PWPGEF II GP, PWPCM, PWPCMGP, PWPCG, PWPCGGP, PWPCH and PWPLLC disclaims beneficial ownership of such Shares within the meaning of Rule 16a-1(a)(2) promulgated pursuant to the Exchange Act, except to the extent of its proportionate pecuniary interest therein, if any.
- [F5]Pursuant to a delegation of certain investment management authority by PWPCM to the Reporting Person and David Ferguson as portfolio managers of PWP Growth Equity, each of the Reporting person and Mr. Ferguson may be deemed to beneficially own and share voting, investment and dispositive power with respect to the Shares held by PWPGEF II and PWPGEF II B. Each of the Reporting Person and Mr. Ferguson disclaims beneficial ownership of such Shares within the meaning of Rule 16a-1(a)(2) promulgated pursuant to the Exchange Act, except to the extent of his proportionate pecuniary interest therein, if any.
Documents
Issuer
TheRealReal, Inc.
CIK 0001573221
Entity typeother
Related Parties
1- filerCIK 0001586636
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 4:28 PM ET
- Size
- 21.7 KB