Home/Filings/4/0001140361-19-012392

4//SEC Filing

PWP Growth Equity Fund II LP 4

Accession 0001140361-19-012392

CIK 0001573221other

View on SEC.gov Company Profile

Filed

Jul 1, 8:00 PM ET

Accepted

Jul 2, 8:20 PM ET

Size

31.8 KB

Accession

0001140361-19-012392

Insider Transaction Report

Form 4

Period: 2019-07-02

TheRealReal, Inc.REAL

PWP Capital Group LP

10% Owner

Transactions

Conversion
Common Stock
2019-07-02+1,665,148→ 1,665,148 total(indirect: See footnotes)
Conversion
Series G Preferred Stock
2019-07-02−3,171,712→ 0 total(indirect: See footnotes)
→ Common Stock (1,585,856 underlying)
Conversion
Common Stock
2019-07-02+5,785,182→ 5,785,182 total(indirect: See footnotes)
Conversion
Series H Preferred Stock
2019-07-02−158,585→ 0 total(indirect: See footnotes)
→ Common Stock (79,292 underlying)
Conversion
Series G Preferred Stock
2019-07-02−11,019,394→ 0 total(indirect: See footnotes)
→ Common Stock (5,509,697 underlying)
Conversion
Series H Preferred Stock
2019-07-02−550,970→ 0 total(indirect: See footnotes)
→ Common Stock (275,485 underlying)

PWP Capital Group GP LLC

10% Owner

Transactions

Conversion
Series H Preferred Stock
2019-07-02−158,585→ 0 total(indirect: See footnotes)
→ Common Stock (79,292 underlying)
Conversion
Common Stock
2019-07-02+1,665,148→ 1,665,148 total(indirect: See footnotes)
Conversion
Series G Preferred Stock
2019-07-02−3,171,712→ 0 total(indirect: See footnotes)
→ Common Stock (1,585,856 underlying)
Conversion
Series H Preferred Stock
2019-07-02−550,970→ 0 total(indirect: See footnotes)
→ Common Stock (275,485 underlying)
Conversion
Common Stock
2019-07-02+5,785,182→ 5,785,182 total(indirect: See footnotes)
Conversion
Series G Preferred Stock
2019-07-02−11,019,394→ 0 total(indirect: See footnotes)
→ Common Stock (5,509,697 underlying)

PWP Capital Holdings LP

10% Owner

Transactions

Conversion
Series G Preferred Stock
2019-07-02−11,019,394→ 0 total(indirect: See footnotes)
→ Common Stock (5,509,697 underlying)
Conversion
Series H Preferred Stock
2019-07-02−550,970→ 0 total(indirect: See footnotes)
→ Common Stock (275,485 underlying)
Conversion
Series H Preferred Stock
2019-07-02−158,585→ 0 total(indirect: See footnotes)
→ Common Stock (79,292 underlying)
Conversion
Common Stock
2019-07-02+5,785,182→ 5,785,182 total(indirect: See footnotes)
Conversion
Common Stock
2019-07-02+1,665,148→ 1,665,148 total(indirect: See footnotes)
Conversion
Series G Preferred Stock
2019-07-02−3,171,712→ 0 total(indirect: See footnotes)
→ Common Stock (1,585,856 underlying)

Perella Weinberg Partners LLC

10% Owner

Transactions

Conversion
Common Stock
2019-07-02+1,665,148→ 1,665,148 total(indirect: See footnotes)
Conversion
Common Stock
2019-07-02+5,785,182→ 5,785,182 total(indirect: See footnotes)
Conversion
Series G Preferred Stock
2019-07-02−11,019,394→ 0 total(indirect: See footnotes)
→ Common Stock (5,509,697 underlying)
Conversion
Series G Preferred Stock
2019-07-02−3,171,712→ 0 total(indirect: See footnotes)
→ Common Stock (1,585,856 underlying)
Conversion
Series H Preferred Stock
2019-07-02−158,585→ 0 total(indirect: See footnotes)
→ Common Stock (79,292 underlying)
Conversion
Series H Preferred Stock
2019-07-02−550,970→ 0 total(indirect: See footnotes)
→ Common Stock (275,485 underlying)

FERGUSON DAVID L

10% Owner

Transactions

Conversion
Common Stock
2019-07-02+1,665,148→ 1,665,148 total(indirect: See footnotes)
Conversion
Series G Preferred Stock
2019-07-02−3,171,712→ 0 total(indirect: See footnotes)
→ Common Stock (1,585,856 underlying)
Conversion
Series H Preferred Stock
2019-07-02−158,585→ 0 total(indirect: See footnotes)
→ Common Stock (79,292 underlying)
Conversion
Common Stock
2019-07-02+5,785,182→ 5,785,182 total(indirect: See footnotes)
Conversion
Series G Preferred Stock
2019-07-02−11,019,394→ 0 total(indirect: See footnotes)
→ Common Stock (5,509,697 underlying)
Conversion
Series H Preferred Stock
2019-07-02−550,970→ 0 total(indirect: See footnotes)
→ Common Stock (275,485 underlying)

PWP Growth Equity Fund II GP LLC

10% Owner

Transactions

Conversion
Common Stock
2019-07-02+5,785,182→ 5,785,182 total(indirect: See footnotes)
Conversion
Series G Preferred Stock
2019-07-02−3,171,712→ 0 total(indirect: See footnotes)
→ Common Stock (1,585,856 underlying)
Conversion
Common Stock
2019-07-02+1,665,148→ 1,665,148 total(indirect: See footnotes)
Conversion
Series G Preferred Stock
2019-07-02−11,019,394→ 0 total(indirect: See footnotes)
→ Common Stock (5,509,697 underlying)
Conversion
Series H Preferred Stock
2019-07-02−550,970→ 0 total(indirect: See footnotes)
→ Common Stock (275,485 underlying)
Conversion
Series H Preferred Stock
2019-07-02−158,585→ 0 total(indirect: See footnotes)
→ Common Stock (79,292 underlying)

Perella Weinberg Partners Capital Management GP LLC

10% Owner

Transactions

Conversion
Series G Preferred Stock
2019-07-02−3,171,712→ 0 total(indirect: See footnotes)
→ Common Stock (1,585,856 underlying)
Conversion
Series H Preferred Stock
2019-07-02−158,585→ 0 total(indirect: See footnotes)
→ Common Stock (79,292 underlying)
Conversion
Common Stock
2019-07-02+5,785,182→ 5,785,182 total(indirect: See footnotes)
Conversion
Series G Preferred Stock
2019-07-02−11,019,394→ 0 total(indirect: See footnotes)
→ Common Stock (5,509,697 underlying)
Conversion
Series H Preferred Stock
2019-07-02−550,970→ 0 total(indirect: See footnotes)
→ Common Stock (275,485 underlying)
Conversion
Common Stock
2019-07-02+1,665,148→ 1,665,148 total(indirect: See footnotes)

PWP Growth Equity Fund II LP

10% Owner

Transactions

Conversion
Common Stock
2019-07-02+5,785,182→ 5,785,182 total(indirect: See footnotes)
Conversion
Common Stock
2019-07-02+1,665,148→ 1,665,148 total(indirect: See footnotes)
Conversion
Series G Preferred Stock
2019-07-02−11,019,394→ 0 total(indirect: See footnotes)
→ Common Stock (5,509,697 underlying)
Conversion
Series H Preferred Stock
2019-07-02−158,585→ 0 total(indirect: See footnotes)
→ Common Stock (79,292 underlying)
Conversion
Series G Preferred Stock
2019-07-02−3,171,712→ 0 total(indirect: See footnotes)
→ Common Stock (1,585,856 underlying)
Conversion
Series H Preferred Stock
2019-07-02−550,970→ 0 total(indirect: See footnotes)
→ Common Stock (275,485 underlying)

PWP Growth Equity Fund II B LP

10% Owner

Transactions

Conversion
Common Stock
2019-07-02+1,665,148→ 1,665,148 total(indirect: See footnotes)
Conversion
Series H Preferred Stock
2019-07-02−158,585→ 0 total(indirect: See footnotes)
→ Common Stock (79,292 underlying)
Conversion
Series H Preferred Stock
2019-07-02−550,970→ 0 total(indirect: See footnotes)
→ Common Stock (275,485 underlying)
Conversion
Series G Preferred Stock
2019-07-02−11,019,394→ 0 total(indirect: See footnotes)
→ Common Stock (5,509,697 underlying)
Conversion
Common Stock
2019-07-02+5,785,182→ 5,785,182 total(indirect: See footnotes)
Conversion
Series G Preferred Stock
2019-07-02−3,171,712→ 0 total(indirect: See footnotes)
→ Common Stock (1,585,856 underlying)

Perella Weinberg Partners Capital Management LP

10% Owner

Transactions

Conversion
Series H Preferred Stock
2019-07-02−158,585→ 0 total(indirect: See footnotes)
→ Common Stock (79,292 underlying)
Conversion
Common Stock
2019-07-02+5,785,182→ 5,785,182 total(indirect: See footnotes)
Conversion
Common Stock
2019-07-02+1,665,148→ 1,665,148 total(indirect: See footnotes)
Conversion
Series G Preferred Stock
2019-07-02−11,019,394→ 0 total(indirect: See footnotes)
→ Common Stock (5,509,697 underlying)
Conversion
Series G Preferred Stock
2019-07-02−3,171,712→ 0 total(indirect: See footnotes)
→ Common Stock (1,585,856 underlying)
Conversion
Series H Preferred Stock
2019-07-02−550,970→ 0 total(indirect: See footnotes)
→ Common Stock (275,485 underlying)

Footnotes (5)

[F1]Each share of Series G Preferred Stock and Series H Preferred Stock (collectively, the "Preferred Stock") automatically converted into one-half of one share of the issuer's Common Stock ("Shares") immediately prior to the completion of the issuer's initial public offering. The Preferred Stock had no expiration date.
[F2]These Shares are directly held by PWP Growth Equity Fund II LP ("PWPGEF II").
[F3]These Shares are directly held by PWP Growth Equity Fund II B LP ("PWPGEF II B").
[F4]PWP Growth Equity Fund II GP LLC ("PWPGEF II GP") is the general partner of PWPGEF II and of PWPGEF II B. PWPGEF II GP is managed by its managing member, Perella Weinberg Partners Capital Management LP ("PWPCM"). PWPCM is managed by its general partner, Perella Weinberg Partners Capital Management GP LLC ("PWPCMGP"). PWPCMGP is managed by its managing member, PWP Capital Group LP ("PWPCG"). PWPCG is managed by its general partner, PWP Capital Group GP LLC ("PWPCGGP"). PWPGCGP is managed by its managing member, PWP Capital Holdings LP ("PWPCH"). PWPCH is managed by its general partner, Perella Weinberg Partners LLC ("PWPLLC"). Each of PWPGEF II GP, PWPCM, PWPCMGP, PWPCG, PWPCGGP, PWPCH and PWPLLC disclaims beneficial ownership of such Shares within the meaning of Rule 16a-1(a)(2) promulgated pursuant to the Exchange Act, except to the extent of its proportionate pecuniary interest therein, if any.
[F5]Pursuant to a delegation of certain investment management authority by PWPCM to Chip Baird and David Ferguson as portfolio managers of PWP Growth Equity, each of Mr. Baird and Mr. Ferguson may be deemed to beneficially own and share voting, investment and dispositive power with respect to the Shares held by PWPGEF II and PWPGEF II B. Each of Mr. Baird and Mr. Ferguson disclaims beneficial ownership of such Shares within the meaning of Rule 16a-1(a)(2) promulgated pursuant to the Exchange Act, except to the extent of his proportionate pecuniary interest therein, if any.

Documents

1 file

4
form4.xmlPrimary
FORM 4

Issuer

TheRealReal, Inc.

CIK 0001573221

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001693840

Filing Metadata

Form type: 4
Filed: Jul 1, 8:00 PM ET
Accepted: Jul 2, 8:20 PM ET
Size: 31.8 KB

View on SEC.gov