Tokarz Group Advisers LLC 4
4 · EQUUS TOTAL RETURN, INC. · Filed Aug 13, 2019
Insider Transaction Report
Form 4
Tokarz Group Advisers LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2019-08-12$1.62/sh−608,310$985,462→ 3,228,024 total(indirect: See Footnote)
Footnotes (1)
- [F1]The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person is the investment adviser of MVC and makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein.