4//SEC Filing
Tokarz Group Advisers LLC 4
Accession 0001140361-19-014957
CIK 0000878932other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 4:44 PM ET
Size
5.1 KB
Accession
0001140361-19-014957
Insider Transaction Report
Form 4
Tokarz Group Advisers LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2019-08-12$1.62/sh−608,310$985,462→ 3,228,024 total(indirect: See Footnote)
Footnotes (1)
- [F1]The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person is the investment adviser of MVC and makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein.
Documents
Issuer
EQUUS TOTAL RETURN, INC.
CIK 0000878932
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001379846
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 4:44 PM ET
- Size
- 5.1 KB