Home/Filings/4/0001140361-20-000153
4//SEC Filing

Rhyne Johnathan L Jr 4

Accession 0001140361-20-000153

CIK 0001676667other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 2:08 PM ET

Size

7.5 KB

Accession

0001140361-20-000153

Insider Transaction Report

Form 4
Period: 2019-12-31
Transactions
  • Disposition to Issuer

    Option to purchase Common Stock

    2019-12-314,1610 total
    Exercise: $2.13Exp: 2022-03-20Common Stock (4,161 underlying)
  • Disposition to Issuer

    Common Stock

    2019-12-31158,2540 total
Footnotes (2)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 15, 2019 (the "Merger Agreement"), by and between Carolina Financial Corporation and Carolina Trust BancShares, Inc., pursuant to which Carolina Trust BancShares, Inc. was merged with and into Carolina Financial Corporation, effective December 31, 2019 (the "Merger"). Pursuant to the Merger Agreement, at the effective date of the Merger, each issued and outstanding share of Carolina Trust BancShares, Inc. common stock was converted into the right to receive either $10.57 in cash or 0.3000 shares of Carolina Financial Corporation common stock (subject to the payment of cash in lieu of fractional shares). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Carolina Trust BancShares, Inc. common stock.
  • [F2]On December 31, 2019, pursuant to the Merger Agreement, at the effective time of the Merger, each stock option was converted into the right to acquire shares of Carolina Financial Corporation common stock, as adjusted to reflect the exchange ratio of 0.3000.

Issuer

Carolina Trust BancShares, Inc.

CIK 0001676667

Entity typeother

Related Parties

1
  • filerCIK 0001676637

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 2:08 PM ET
Size
7.5 KB