Haggerty Stephen G 4
4 · Broadmark Realty Capital Inc. · Filed Feb 5, 2020
Insider Transaction Report
Form 4
Haggerty Stephen G
Director
Transactions
- Award
Common Stock
2020-02-03+8,613→ 8,613 total
Footnotes (2)
- [F1]Represents a grant to Mr. Haggerty of 8,613 restricted stock units ("RSUs") that vest in full on November 14, 2020. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.
- [F2]Mr. Haggerty has a pecuniary interest in shares of the Issuer's common stock (the "Common Stock") and warrants (the "Warrants") issued by the Issuer owned by HN Investors LLC, including through Mr. Haggerty's ownership of an interest in HN Investors LLC and in Trinity Real Estate Investments LLC, a Delaware limited liability company and an entity with which HN Investors LLC is affiliated ("Trinity Investments"). In the aggregate, taking into account his ownership interests in both HN Investors LLC and Trinity Investments, Mr. Haggerty is expected to have a direct or indirect ownership interest in an additional 597,105 shares of Common Stock and 210,558 Warrants to acquire additional 210,558 shares of Common Stock, representing, in the aggregate, a less than 1% beneficial ownership interest by Mr. Haggerty in the Issuer to the extent these securities are deemed to be beneficially owned by him.