4//SEC Filing
Kosloske Michael W 4
Accession 0001140361-20-002485
CIK 0001561387other
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 4:15 PM ET
Size
12.9 KB
Accession
0001140361-20-002485
Insider Transaction Report
Form 4
Kosloske Michael W
DirectorChief Executive Officer10% Owner
Transactions
- Sale
Class A Common Stock
2020-02-05$24.10/sh−109,489$2,638,564→ 700,000 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-02-04$23.99/sh−90,511$2,171,513→ 809,489 total(indirect: See Footnote)
Holdings
- 5,643(indirect: See Footnote)
Class A Common Stock
- 1,016,667(indirect: See Footnote)
Class B Common Stock
Transactions
- Sale
Class A Common Stock
2020-02-04$23.99/sh−90,511$2,171,513→ 809,489 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-02-05$24.10/sh−109,489$2,638,564→ 700,000 total(indirect: See Footnote)
Holdings
- 5,643(indirect: See Footnote)
Class A Common Stock
- 1,016,667(indirect: See Footnote)
Class B Common Stock
Transactions
- Sale
Class A Common Stock
2020-02-04$23.99/sh−90,511$2,171,513→ 809,489 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-02-05$24.10/sh−109,489$2,638,564→ 700,000 total(indirect: See Footnote)
Holdings
- 5,643(indirect: See Footnote)
Class A Common Stock
- 1,016,667(indirect: See Footnote)
Class B Common Stock
Footnotes (6)
- [F1]Represents the weighted average of a range of sale prices from $23.75 to $24.27. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- [F2]This number of shares consists of shares of Class A Common Stock held of record by Health Plan Intermediaries Sub, LLC ("HPIS"). HPIS owns 9,000 of such shares and the remainder are held by HPI. Michael Kosloske is the sole member and primary manager of HPI, and has sole voting and dispositive power over the shares held by HPI. HPI is the sole managing member of HPIS and has sole voting and dispositive power over the shares held by HPIS. Mr. Kosloske, by virtue of his control of HPI and HPI's control of HPIS, may be deemed to beneficially own all the shares of Class A Common Stock held of record by each of HPI and HPIS.
- [F3]Represents the weighted average of a range of sale prices from $23.75 to $24.48. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- [F4]By Lori Kosloske. Michael Kosloske and Lori Kosloske are husband and wife.
- [F5]Each share of Class B Common Stock held by the reporting persons, together with one Series B Membership Interest held by the reporting persons in Health Plan Intermediaries Holdings, LLC ("HPIH"), are together exchangeable, at any time, at the reporting persons' election, for one share of Class A Common Stock. This exchange right has no expiration date.
- [F6]This number of shares consists of 1,005,701 shares of Class B Common Stock held of record by HPI and 10,966 shares of Class B Common Stock held by HPIS. Michael Kosloske is the sole member and primary manager of HPI, and has sole voting and dispositive power over the shares held by HPI. HPI is the sole managing member of HPIS and has sole voting and dispositive power over the shares held by HPIS. Mr. Kosloske, by virtue of his control of HPI and HPI's control of HPIS, may be deemed to beneficially own all the shares of Class B Common Stock held of record by each of HPI and HPIS.
Documents
Issuer
Health Insurance Innovations, Inc.
CIK 0001561387
Entity typeother
Related Parties
1- filerCIK 0001569146
Filing Metadata
- Form type
- 4
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 4:15 PM ET
- Size
- 12.9 KB