Curetis N.V. in Liquidation 4
4 · OPGEN INC · Filed Apr 21, 2020
Insider Transaction Report
Form 4
OPGEN INCOPGN,OPGNW
Curetis N.V. in Liquidation
10% Owner
Transactions
- Sale
Common Stock
2020-04-21$2.30/sh−95,609$219,901→ 1,711,555 total - Sale
Common Stock
2020-04-17$2.46/sh−165,902$408,119→ 1,862,306 total - Sale
Common Stock
2020-04-20$2.35/sh−55,142$129,584→ 1,807,164 total
Footnotes (4)
- [F1]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $2.40 to $2.61. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $2.25 to $2.50. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $2.24 to $2.50. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]The Common Stock held by the Reporting Person is expected to be transferred to the shareholders of the Reporting Person upon the dissolution of the Reporting Person, subject to the sale of a portion of such Common Stock (of up to 88,987 shares of Common Stock) as is necessary to satisfy remaining obligations and liabilities of the Reporting Person.