4//SEC Filing
Tokarz Group Advisers LLC 4
Accession 0001140361-20-016352
CIK 0000878932other
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 6:15 PM ET
Size
5.2 KB
Accession
0001140361-20-016352
Insider Transaction Report
Form 4
Tokarz Group Advisers LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2020-07-16$1.17/sh−3,228,024$3,776,788→ 0 total(indirect: See Footnote)
Footnotes (1)
- [F1]The shares were held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person is the investment adviser of MVC and makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein.
Documents
Issuer
EQUUS TOTAL RETURN, INC.
CIK 0000878932
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001379846
Filing Metadata
- Form type
- 4
- Filed
- Jul 16, 8:00 PM ET
- Accepted
- Jul 17, 6:15 PM ET
- Size
- 5.2 KB