4//SEC Filing
BCP IV Bermuda Investor LP 4
Accession 0001140361-20-024719
CIK 0000931148other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 8:57 PM ET
Size
26.9 KB
Accession
0001140361-20-024719
Insider Transaction Report
Form 4
BCP GP Ltd
Director10% Owner
Transactions
- Sale
Common Stock
2020-11-03$7.04/sh−67$472→ 170,689,893 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−126$887→ 170,689,696 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−71$500→ 170,689,822 total(indirect: See Explanation of Responses)
Brookfield Private Funds Holdings Inc.
Director10% Owner
Transactions
- Sale
Common Stock
2020-11-03$7.04/sh−67$472→ 170,689,893 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−71$500→ 170,689,822 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−126$887→ 170,689,696 total(indirect: See Explanation of Responses)
Brookfield BBP Canadian GP L.P.
Director10% Owner
Transactions
- Sale
Common Stock
2020-11-03$7.04/sh−67$472→ 170,689,893 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−71$500→ 170,689,822 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−126$887→ 170,689,696 total(indirect: See Explanation of Responses)
BCP IV (US Plan) LP
Director10% Owner
Transactions
- Sale
Common Stock
2020-11-03$7.04/sh−67$472→ 170,689,893 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−126$887→ 170,689,696 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−71$500→ 170,689,822 total(indirect: See Explanation of Responses)
BCP IV (UK Plan) LP
Director10% Owner
Transactions
- Sale
Common Stock
2020-11-03$7.04/sh−67$472→ 170,689,893 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−71$500→ 170,689,822 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−126$887→ 170,689,696 total(indirect: See Explanation of Responses)
BCP IV (Cdn Plan) LP
Director10% Owner
Transactions
- Sale
Common Stock
2020-11-03$7.04/sh−71$500→ 170,689,822 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−67$472→ 170,689,893 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−126$887→ 170,689,696 total(indirect: See Explanation of Responses)
BCP IV Bermuda Investor LP
Director10% Owner
Transactions
- Sale
Common Stock
2020-11-03$7.04/sh−71$500→ 170,689,822 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−67$472→ 170,689,893 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−126$887→ 170,689,696 total(indirect: See Explanation of Responses)
Brookfield Business L.P.
Director10% Owner
Transactions
- Sale
Common Stock
2020-11-03$7.04/sh−67$472→ 170,689,893 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−71$500→ 170,689,822 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−126$887→ 170,689,696 total(indirect: See Explanation of Responses)
Brookfield Business Partners Ltd
Director10% Owner
Transactions
- Sale
Common Stock
2020-11-03$7.04/sh−126$887→ 170,689,696 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−67$472→ 170,689,893 total(indirect: See Explanation of Responses) - Sale
Common Stock
2020-11-03$7.04/sh−71$500→ 170,689,822 total(indirect: See Explanation of Responses)
Footnotes (10)
- [F1]The sales reported in this Form 4 (the "Sales") were effected pursuant to a Rule 10b5-1 trading plan adopted by BPE IV (Non-Cdn) GP LP, Brookfield BBP (Canada) L.P. and Brookfield BBP Canada Holdings Inc.
- [F10]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold on behalf of BPE IV (Non-Cdn) GP LP in multiple transactions at prices ranging from $7.03 to $7.08 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold on behalf of Brookfield BBP (Canada) L.P. in multiple transactions at prices ranging from $7.03 to $7.08 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold on behalf of Brookfield BBP Canada Holdings Inc. in multiple transactions at prices ranging from $7.03 to $7.08 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F5]Following the Sales, consists of (i) 149,216,541 shares of Common Stock held directly by BCP IV GrafTech Holdings LP; (ii) 5,470,380 shares of Common Stock held directly by BPE IV (Non-Cdn) GP LP, for itself and as nominee for BCP IV (US Plan) LP, BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP; (iii) 5,761,560 shares of Common Stock held directly by Brookfield BBP (Canada) L.P.; (iv) 10,240,688 shares of Common Stock held directly by Brookfield BBP Canada Holdings Inc.; and (v) 527 shares of Common Stock held directly by Brookfield Private Funds Holdings Inc.
- [F6]Brookfield Asset Management Inc., by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares.
- [F7]BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV GrafTech Holdings LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV GrafTech Holdings LP. Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BPE IV (Non-Cdn) GP LP, BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP for itself and as nominee for BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP.
- [F8]Brookfield Private Equity Holdings LLC, Brookfield US Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV (US Plan) LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP as nominee for BCP IV (US Plan) LP. Brookfield BBP Canadian GP L.P., Brookfield CanGP Limited, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with Brookfield BBP (Canada) L.P., may be deemed to share beneficial ownership in the shares held directly by Brookfield BBP (Canada) L.P.
- [F9]Brookfield Business L.P., Brookfield Business Partners L.P., Brookfield Business Partners Limited and Brookfield Asset Management Inc., by virtue of their relationships with Brookfield BBP Canada Holdings Inc., may be deemed to share beneficial ownership in the shares held directly by Brookfield BBP Canada Holdings Inc. Brookfield Asset Management Inc., by virtue of its relationship with Brookfield Private Funds Holdings Inc., may be deemed to share beneficial ownership in the shares held directly by Brookfield Private Funds Holdings Inc.
Documents
Issuer
GRAFTECH INTERNATIONAL LTD
CIK 0000931148
Entity typeother
IncorporatedManitoba, Canada
Related Parties
1- filerCIK 0001819102
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 8:57 PM ET
- Size
- 26.9 KB