KKR Holdings L.P 4
4 · KKR & Co. Inc. · Filed Nov 20, 2020
Insider Transaction Report
Form 4
KKR Holdings L.P
10% Owner
Transactions
- Other
KKR Group Partnership Units
2020-11-18−3,154,985→ 275,626,493 total→ Common Stock (3,154,985 underlying)
Footnotes (2)
- [F1]On November 18, 2020, KKR Holdings L.P. distributed 3,154,985 KKR Group Partnership Units (which refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. to certain KKR employees and other persons.
- [F2]These KKR Group Partnership Units together with shares of Series II preferred stock were exchanged by those employees and other persons for shares of common stock of KKR & Co. Inc. on a one-for-one basis pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission (the "SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018. As a result, KKR & Co. Inc.'s percentage ownership in KKR Group Partnership L.P. increased, and KKR Holdings L.P.'s percentage ownership in KKR Group Partnership L.P. decreased.