4//SEC Filing
Forest Investments, Inc. 4
Accession 0001140361-20-030058
CIK 0001675033operating
Filed
Dec 30, 7:00 PM ET
Accepted
Dec 31, 4:28 PM ET
Size
7.5 KB
Accession
0001140361-20-030058
Insider Transaction Report
Form 4
Great Elm Capital Group, Inc.
10% Owner
Transactions
- Other
Common Stock
2020-12-29−5,425,644→ 0 total - Other
Common Stock
2020-12-29−429,150→ 0 total(indirect: See Footnotes)
Footnotes (2)
- [F1]On December 29, 2020, Great Elm Capital Group, Inc. ("GEC" and, following consummation of the Reorganization (as hereinafter defined), "Forest") implemented a holding company reorganization (the "Reorganization") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 21, 2020, by and among GEC, Great Elm Group, Inc., a Delaware corporation ("GEG"), and Forest Merger Sub, Inc., a Delaware corporation, which resulted in, among other things, GEG owning all of the outstanding capital stock of GEC and GEC changing its name to "Forest Investments, Inc." Upon consummation of the Reorganization, the shares of common stock of Great Elm Capital Corp. held directly by GEC were transferred to GEG. As a result, the reporting person no longer beneficially owns these shares of common stock.
- [F2]Represents shares of common stock held directly by Great Elm Opportunities Fund I, LP, a Delaware limited partnership.
Documents
Issuer
Great Elm Capital Corp.
CIK 0001675033
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001082506
Filing Metadata
- Form type
- 4
- Filed
- Dec 30, 7:00 PM ET
- Accepted
- Dec 31, 4:28 PM ET
- Size
- 7.5 KB