Home/Filings/4/0001140361-21-001096
4//SEC Filing

NATIONAL COMMERCIAL BANK 4

Accession 0001140361-21-001096

CIK 0001702510other

Filed

Jan 12, 7:00 PM ET

Accepted

Jan 13, 5:46 PM ET

Size

43.1 KB

Accession

0001140361-21-001096

Insider Transaction Report

Form 4
Period: 2020-11-26
Transactions
  • Sale

    Common Stock

    2020-11-26$19.27/sh5,175,921.121$99,740,0008,210,749.622 total(indirect: See notes)
  • Purchase

    Common Stock

    2020-12-17$19.61/sh+16,221$318,0948,226,970.622 total(indirect: See notes)
  • Purchase

    Common Stock

    2020-12-17$19.61/sh+249,563$4,893,9308,476,533.622 total
Transactions
  • Purchase

    Common Stock

    2020-12-17$19.61/sh+249,563$4,893,9308,476,533.622 total
  • Sale

    Common Stock

    2020-11-26$19.27/sh5,175,921.121$99,740,0008,210,749.622 total(indirect: See notes)
  • Purchase

    Common Stock

    2020-12-17$19.61/sh+16,221$318,0948,226,970.622 total(indirect: See notes)
Transactions
  • Purchase

    Common Stock

    2020-12-17$19.61/sh+16,221$318,0948,226,970.622 total(indirect: See notes)
  • Purchase

    Common Stock

    2020-12-17$19.61/sh+249,563$4,893,9308,476,533.622 total
  • Sale

    Common Stock

    2020-11-26$19.27/sh5,175,921.121$99,740,0008,210,749.622 total(indirect: See notes)
Transactions
  • Purchase

    Common Stock

    2020-12-17$19.61/sh+16,221$318,0948,226,970.622 total(indirect: See notes)
  • Sale

    Common Stock

    2020-11-26$19.27/sh5,175,921.121$99,740,0008,210,749.622 total(indirect: See notes)
  • Purchase

    Common Stock

    2020-12-17$19.61/sh+249,563$4,893,9308,476,533.622 total
Footnotes (4)
  • [F1]On November 26, 2020, pursuant to a subscription agreement dated November 26, 2020, and an option agreement dated October 8, 2018, the Reporting Person transferred 5,175,921.121 shares of common stock of the Issuer held by it for an aggregate purchase price of $99,740,000 to NCB Capital Credit Fund I L.P. (the "Credit Fund").
  • [F2]Represents 16,221 shares of common stock of the Issuer acquired by NCB Capital Company ("NCBCC") on December 17, 2020.
  • [F3]Represents 249,563 shares of common stock of the Issuer acquired by the Reporting Person on December 17, 2020.
  • [F4]The Reporting Person is the parent entity of NCBCC, which in turn is the sole shareholder of NCB Capital Credit Fund I GP Co., the general partner of the Credit Fund. After giving effect to the transactions reported on this Form 4, the aggregate number of shares beneficially owned by NCB is 8,476,533.622, which includes the shares of common stock of the Issuer directly owned by NCBCC and the Credit Fund. Based on the total number of shares that were issued effective on December 30, 2020, pursuant to the Issuer's capital call dated December 17, 2020 -- 49,062,820 shares of common stock of the Issuer as reported by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission on December 21, 2020 -- the percentage of common stock of the Issuer beneficially owned, in the aggregate, by the Reporting Person is 17.28%.

Issuer

TCG BDC II, Inc.

CIK 0001702510

Entity typeother

Related Parties

1
  • filerCIK 0001761489

Filing Metadata

Form type
4
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 5:46 PM ET
Size
43.1 KB