Home/Filings/4/0001140361-21-002170
4//SEC Filing

Labriola Victoria 4

Accession 0001140361-21-002170

CIK 0001498068other

Filed

Jan 25, 7:00 PM ET

Accepted

Jan 26, 5:34 PM ET

Size

10.0 KB

Accession

0001140361-21-002170

Insider Transaction Report

Form 4
Period: 2021-01-25
Labriola Victoria
VP and General Counsel
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-01-259,1390 total
    Exercise: $10.19Exp: 2029-12-13Common Stock (9,139 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-01-2515,9490 total
    Exercise: $6.27Exp: 2030-08-04Common Stock (15,949 underlying)
  • Disposition to Issuer

    Common Stock

    2021-01-2564,5690 total
Footnotes (2)
  • [F1]On January 25, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of October 1, 2020 (the "Merger Agreement"), by and among the Issuer, IRC Superman Midco, LLC ("IRC") and Superman Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of IRC (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each share of common stock of the Issuer was cancelled and converted into the right to receive $11.50 per share in cash (the "Per Share Merger Consideration"). In addition, each unvested share of restricted stock, including performance-based restricted stock, automatically vested and was converted in the right to receive the Per Share Merger Consideration.
  • [F2]Pursuant to the procedures set forth in the Merger Agreement, immediately prior to the Effective Time, each option vested in full and was cancelled in exchange for the right to receive an amount in cash equal to the product of (x) the total number of shares subject to the option multiplied by (y) the excess, if any, of the Per Share Merger Consideration over the exercise price per share under such option, less applicable withholding taxes. If the amount that could have been obtained upon the exercise of the option pursuant to the foregoing is equal to or less than zero, then the option was terminated without payment.

Issuer

American Renal Associates Holdings, Inc.

CIK 0001498068

Entity typeother

Related Parties

1
  • filerCIK 0001817059

Filing Metadata

Form type
4
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 5:34 PM ET
Size
10.0 KB