Home/Filings/4/0001140361-21-003480
4//SEC Filing

Newman William Andrew 4

Accession 0001140361-21-003480

CIK 0001830197other

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 8:53 PM ET

Size

7.3 KB

Accession

0001140361-21-003480

Insider Transaction Report

Form 4
Period: 2021-01-29
Newman William Andrew
DirectorPresident & CEO
Transactions
  • Sale

    Common Stock

    2021-02-02$12.15/sh56,377$685,2621,022,168 total
  • Award

    Stock Options (Right to Buy)

    2021-01-29+1,011,1371,011,137 total
    Exercise: $1.77Exp: 2025-04-01Common Stock (1,011,137 underlying)
Footnotes (3)
  • [F1]This amount represents the $13.00 initial public offering price per share of Issuer common stock ("Common Stock") less the underwriting discount of $0.845 per share for shares sold in the Issuer's initial public offering.
  • [F2]These stock options are fully vested.
  • [F3]These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Issuer's Form 3 filed on January 29, 2021.

Issuer

Home Point Capital Inc.

CIK 0001830197

Entity typeother

Related Parties

1
  • filerCIK 0001842873

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 8:53 PM ET
Size
7.3 KB