BCP GP Ltd 5
5 · GRAFTECH INTERNATIONAL LTD · Filed Feb 12, 2021
Insider Transaction Report
Form 5
BCP GP Ltd
Director10% Owner
Transactions
- Small Acquisition
Common Stock
2020-11-13$7.41/sh+527$3,903→ 147,742,570 total(indirect: See Explanation of Responses)
Footnotes (6)
- [F1]BCP IV Bermuda Investor LP acquired these shares from Brookfield Private Funds Holdings Inc. in a transaction that was considered a "small acquisition" within the meaning of Rule 16a-6 under the Securities Exchange Act of 1934, as amended (the "Exchange Act").
- [F2]Consists of (i) 147,742,043 shares of Common Stock held directly by BCP IV GrafTech Holdings LP; and (ii) 527 shares of Common Stock held directly by BCP IV Bermuda Investor LP.
- [F3]Brookfield Asset Management Inc., by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares.
- [F4]BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV GrafTech Holdings LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV GrafTech Holdings LP.
- [F5]Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP.
- [F6]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.