KRAVIS HENRY R 4
4 · KKR & Co. Inc. · Filed Feb 12, 2021
Insider Transaction Report
Form 4
KRAVIS HENRY R
DirectorCo-Chairman and Co-CEO10% Owner
Transactions
- Gift
Common Stock
2020-08-19−1,000,000→ 8,000,000 total(indirect: See footnote) - Gift
Common Stock
2021-02-11−1,000,000→ 7,000,000 total(indirect: See footnote)
Holdings
- 1,149,131
Common Stock
- 4,667,166(indirect: See Footnote)
Common Stock
- 130,925(indirect: See Footnote)
Common Stock
- 15,227(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]This Form 4 reports two separate donations of 1,000,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 7,000,000 shares of common stock for future donations.
- [F2]KKR MIF Fund Holdings L.P. and KKR Reference Fund Investments L.P. hold an aggregate of 4,667,166 shares of common stock. KKR IFI GP L.P. is the general partner of KKR Reference Fund Investments L.P. and the general partner of KKR Index Fund Investments L.P., which is the sole shareholder of KKR MIF Carry Limited, which is the general partner of KKR MIF Carry Holdings L.P., which is the general partner of KKR MIF Fund Holdings L.P. The general partner of KKR IFI GP L.P. is KKR IFI Limited. The sole shareholder of KKR IFI Limited is KKR Group Partnership L.P. The general partner of KKR Group Partnership L.P. is KKR Group Holdings Corp. (Continued in footnote 3)
- [F3](Continued from footnote 2) The sole shareholder of KKR Group Holdings Corp. is KKR & Co. Inc. The Series I preferred stockholder of KKR & Co. Inc. is KKR Management LLP. In his capacity as a founding partner of KKR Management LLP, the Reporting Person may be deemed to be a beneficial owner of the securities held by KKR MIF Fund Holdings, L.P. and KKR Reference Fund Investments L.P.
- [F4]These shares of common stock are held by a limited liability company of which the Reporting Person is the managing member.
- [F5]These shares of common stock are held by the Reporting Person's spouse.