4//SEC Filing
Sorkin David 4
Accession 0001140361-21-006476
CIK 0001404912other
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 6:01 PM ET
Size
15.1 KB
Accession
0001140361-21-006476
Insider Transaction Report
Form 4
Sorkin David
General Counsel and Secretary
Transactions
- Conversion
Common Stock
2021-02-24+30,000→ 30,000 total - Conversion
Common Stock
2021-02-24+100,000→ 100,000 total(indirect: See footnote) - Sale
Common Stock
2021-02-25$45.06/sh−30,000$1,351,800→ 0 total - Sale
Common Stock
2021-02-25$44.93/sh−100,000$4,493,090→ 0 total(indirect: See footnote) - Conversion
KKR Holdings L.P. Units
2021-02-24−30,000→ 1,485,260 total→ Common Stock (30,000 underlying) - Conversion
KKR Holdings L.P. Units
2021-02-24−100,000→ 1,658,333 total(indirect: See footnote)→ Common Stock (100,000 underlying)
Footnotes (4)
- [F1]KKR Group Partnership Units (which refers to Class A partner interests in KKR Group Partnership L.P.) were received from KKR Holdings L.P. in exchange for units of KKR Holdings L.P. along with shares of Series II preferred stock of KKR & Co. Inc. and exchanged for common stock of KKR & Co. Inc. in each case as described in footnote 2 below.
- [F2]Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units along with shares of Series II preferred stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and shares of Series II preferred stock are exchangeable for shares of common stock of KKR & Co. Inc. on a one-for-one basis.
- [F3]These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.
- [F4]Reflects a weighted average sale price. These shares of common stock of KKR & Co. Inc. were sold in multiple transactions at prices ranging from $44.89 to $44.95, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of common stock sold at each separate price.
Documents
Issuer
KKR & Co. Inc.
CIK 0001404912
Entity typeother
Related Parties
1- filerCIK 0001494539
Filing Metadata
- Form type
- 4
- Filed
- Feb 25, 7:00 PM ET
- Accepted
- Feb 26, 6:01 PM ET
- Size
- 15.1 KB