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YORK CAPITAL MANAGEMENT L P 4

Accession 0001140361-21-009397

CIK 0001612720other

View on SEC.gov Company Profile

Filed

Mar 18, 8:00 PM ET

Accepted

Mar 19, 9:44 PM ET

Size

114.4 KB

Accession

0001140361-21-009397

Insider Transaction Report

Form 4

Period: 2021-03-17

NextDecade Corp.NEXT

York Capital Management Global Advisors, LLC

Director10% Owner

Transactions

Award
Series C Convertible Preferred Stock
2021-03-17$1000.00/sh+12,240$12,240,000→ 12,240 total(indirect: See footnotes)
Exercise: $2.96→ Common Stock, $ 0.0001 par value (4,130,669 underlying)
Award
Series C Warrants
2021-03-17+253,931→ 253,931 total(indirect: See footnotes)
Exercise: $0.01→ Common Stock, $ 0.0001 par value (253,931 underlying)

YORK CAPITAL MANAGEMENT L P

Director10% Owner

Transactions

Award
Series C Warrants
2021-03-17+253,931→ 253,931 total(indirect: See footnotes)
Exercise: $0.01→ Common Stock, $ 0.0001 par value (253,931 underlying)
Award
Series C Convertible Preferred Stock
2021-03-17$1000.00/sh+12,240$12,240,000→ 12,240 total(indirect: See footnotes)
Exercise: $2.96→ Common Stock, $ 0.0001 par value (4,130,669 underlying)

Dinan Management L.L.C.

Director10% Owner

Transactions

Award
Series C Convertible Preferred Stock
2021-03-17$1000.00/sh+12,240$12,240,000→ 12,240 total(indirect: See footnotes)
Exercise: $2.96→ Common Stock, $ 0.0001 par value (4,130,669 underlying)
Award
Series C Warrants
2021-03-17+253,931→ 253,931 total(indirect: See footnotes)
Exercise: $0.01→ Common Stock, $ 0.0001 par value (253,931 underlying)

York Multi-Strategy Master Fund, L.P.

Director10% Owner

Transactions

Award
Series C Convertible Preferred Stock
2021-03-17$1000.00/sh+12,240$12,240,000→ 12,240 total(indirect: See footnotes)
Exercise: $2.96→ Common Stock, $ 0.0001 par value (4,130,669 underlying)
Award
Series C Warrants
2021-03-17+253,931→ 253,931 total(indirect: See footnotes)
Exercise: $0.01→ Common Stock, $ 0.0001 par value (253,931 underlying)

York Credit Opportunities Investment Master Fund, L.P.

Director10% Owner

Transactions

Award
Series C Convertible Preferred Stock
2021-03-17$1000.00/sh+12,240$12,240,000→ 12,240 total(indirect: See footnotes)
Exercise: $2.96→ Common Stock, $ 0.0001 par value (4,130,669 underlying)
Award
Series C Warrants
2021-03-17+253,931→ 253,931 total(indirect: See footnotes)
Exercise: $0.01→ Common Stock, $ 0.0001 par value (253,931 underlying)

York Credit Opportunities Domestic Holdings, LLC

Director10% Owner

Transactions

Award
Series C Convertible Preferred Stock
2021-03-17$1000.00/sh+12,240$12,240,000→ 12,240 total(indirect: See footnotes)
Exercise: $2.96→ Common Stock, $ 0.0001 par value (4,130,669 underlying)
Award
Series C Warrants
2021-03-17+253,931→ 253,931 total(indirect: See footnotes)
Exercise: $0.01→ Common Stock, $ 0.0001 par value (253,931 underlying)

York European Distressed Credit Fund II, L.P.

Director10% Owner

Transactions

Award
Series C Convertible Preferred Stock
2021-03-17$1000.00/sh+12,240$12,240,000→ 12,240 total(indirect: See footnotes)
Exercise: $2.96→ Common Stock, $ 0.0001 par value (4,130,669 underlying)
Award
Series C Warrants
2021-03-17+253,931→ 253,931 total(indirect: See footnotes)
Exercise: $0.01→ Common Stock, $ 0.0001 par value (253,931 underlying)

York European Distressed Credit Holdings II, LLC

Director10% Owner

Transactions

Award
Series C Convertible Preferred Stock
2021-03-17$1000.00/sh+12,240$12,240,000→ 12,240 total(indirect: See footnotes)
Exercise: $2.96→ Common Stock, $ 0.0001 par value (4,130,669 underlying)
Award
Series C Warrants
2021-03-17+253,931→ 253,931 total(indirect: See footnotes)
Exercise: $0.01→ Common Stock, $ 0.0001 par value (253,931 underlying)

York Tactical Energy Fund PIV-AN L.P.

Director10% Owner

Transactions

Award
Series C Convertible Preferred Stock
2021-03-17$1000.00/sh+12,240$12,240,000→ 12,240 total(indirect: See footnotes)
Exercise: $2.96→ Common Stock, $ 0.0001 par value (4,130,669 underlying)
Award
Series C Warrants
2021-03-17+253,931→ 253,931 total(indirect: See footnotes)
Exercise: $0.01→ Common Stock, $ 0.0001 par value (253,931 underlying)

Footnotes (12)

[F1]See Exhibit 99.1 for text of footnote (1).
[F10]See Exhibit 99.1 for text of footnote (10).
[F11]See Exhibit 99.1 for text of footnote (11).
[F12]See Exhibit 99.1 for text of footnote (12).
[F2]See Exhibit 99.1 for text of footnote (2).
[F3]See Exhibit 99.1 for text of footnote (3).
[F4]See Exhibit 99.1 for text of footnote (4).
[F5]See Exhibit 99.1 for text of footnote (5).
[F6]See Exhibit 99.1 for text of footnote (6).
[F7]See Exhibit 99.1 for text of footnote (7).
[F8]See Exhibit 99.1 for text of footnote (8).
[F9]See Exhibit 99.1 for text of footnote (9).

Documents

3 files

Issuer

NextDecade Corp.

CIK 0001612720

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0000879074

Filing Metadata

Form type: 4
Filed: Mar 18, 8:00 PM ET
Accepted: Mar 19, 9:44 PM ET
Size: 114.4 KB

View on SEC.gov