Home/Filings/4/0001140361-21-032105
4//SEC Filing

Sidhu Roger 4

Accession 0001140361-21-032105

CIK 0000748592other

Filed

Sep 21, 8:00 PM ET

Accepted

Sep 22, 4:57 PM ET

Size

8.1 KB

Accession

0001140361-21-032105

Insider Transaction Report

Form 4
Period: 2021-09-20
Sidhu Roger
See Remarks
Transactions
  • Award

    Stock Option

    2021-09-20+161,300161,300 total
    Exercise: $9.96Exp: 2031-09-20Common Stock (161,300 underlying)
  • Award

    Restricted Stock Unit

    2021-09-20+80,65080,650 total
    Exp: 2031-09-20Common Stock (80,650 underlying)
Footnotes (3)
  • [F1]The option vests and becomes exercisable over four years, with twenty-five percent of the shares covered thereby vesting on September 20, 2022, and 1/36 of the remaining shares covered thereby vesting on the twentieth day of each calendar month from October 2022 through September 20, 2025, subject to continued service through each vesting date.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of common stock.
  • [F3]The RSU Grant vests and becomes exercisable in four equal installments on September 20 of each of 2022, 2023, 2024 and 2025, provided that it shall vest in full immediately prior to a change in control (as defined in Dr. Sidhu's Executive Employment Agreement, effective September 20, 2021), subject to continued service through each vesting date.

Issuer

Brooklyn ImmunoTherapeutics, Inc.

CIK 0000748592

Entity typeother

Related Parties

1
  • filerCIK 0001884115

Filing Metadata

Form type
4
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 4:57 PM ET
Size
8.1 KB