Home/Filings/4/0001140361-21-032835
4//SEC Filing

Kleinman Adam M 4

Accession 0001140361-21-032835

CIK 0001675033other

Filed

Sep 27, 8:00 PM ET

Accepted

Sep 28, 7:44 PM ET

Size

4.6 KB

Accession

0001140361-21-032835

Insider Transaction Report

Form 4
Period: 2021-09-24
Kleinman Adam M
CCO and Secretary
Transactions
  • Other

    Common Stock

    2021-09-24+79,411158,907.427 total
Footnotes (1)
  • [F1]Adam M. Kleinman is the President & Chief Operating Officer of Great Elm Group, Inc. ("GEG"). Mr. Kleinman received an award of 79,411 shares of common stock of Great Elm Capital Corp. that were owned by GEG, as compensation for his position at GEG. 19,853 of the shares vested on the grant date, September 24, 2021, and the remainder will vest in equal annual installments on each anniversary of the grant date until September 24, 2024, subject to continued service with GEG.

Issuer

Great Elm Capital Corp.

CIK 0001675033

Entity typeother

Related Parties

1
  • filerCIK 0001715823

Filing Metadata

Form type
4
Filed
Sep 27, 8:00 PM ET
Accepted
Sep 28, 7:44 PM ET
Size
4.6 KB