Kleinman Adam M 4
4 · Great Elm Capital Corp. · Filed Sep 28, 2021
Insider Transaction Report
Form 4
Kleinman Adam M
CCO and Secretary
Transactions
- Other
Common Stock
2021-09-24+79,411→ 158,907.427 total
Footnotes (1)
- [F1]Adam M. Kleinman is the President & Chief Operating Officer of Great Elm Group, Inc. ("GEG"). Mr. Kleinman received an award of 79,411 shares of common stock of Great Elm Capital Corp. that were owned by GEG, as compensation for his position at GEG. 19,853 of the shares vested on the grant date, September 24, 2021, and the remainder will vest in equal annual installments on each anniversary of the grant date until September 24, 2024, subject to continued service with GEG.