4//SEC Filing
Cove Investors II, LLC 4
Accession 0001140361-21-033112
CIK 0001628945other
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 4:38 PM ET
Size
16.2 KB
Accession
0001140361-21-033112
Insider Transaction Report
Form 4
Cue Health Inc.HLTH
Day Kelly P.
10% Owner
Transactions
- Conversion
Common Stock
2021-09-28+6,721,714→ 12,377,254 total(indirect: See Footnote) - Conversion
Series C-1 Preferred Stock
2021-09-28−273,082→ 0 total(indirect: See Footnote)→ Common Stock (273,082 underlying) - Conversion
Series B Preferred Stock
2021-09-28−5,358,452→ 0 total(indirect: See Footnote)→ Common Stock (5,358,452 underlying) - Conversion
Series A Preferred Stock
2021-09-28−1,090,180→ 0 total(indirect: See Footnote)→ Common Stock (1,090,180 underlying)
Cove Investors I, LLC
10% Owner
Transactions
- Conversion
Common Stock
2021-09-28+6,721,714→ 12,377,254 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2021-09-28−1,090,180→ 0 total(indirect: See Footnote)→ Common Stock (1,090,180 underlying) - Conversion
Series B Preferred Stock
2021-09-28−5,358,452→ 0 total(indirect: See Footnote)→ Common Stock (5,358,452 underlying) - Conversion
Series C-1 Preferred Stock
2021-09-28−273,082→ 0 total(indirect: See Footnote)→ Common Stock (273,082 underlying)
Cove Investors II, LLC
10% Owner
Transactions
- Conversion
Series B Preferred Stock
2021-09-28−5,358,452→ 0 total(indirect: See Footnote)→ Common Stock (5,358,452 underlying) - Conversion
Series C-1 Preferred Stock
2021-09-28−273,082→ 0 total(indirect: See Footnote)→ Common Stock (273,082 underlying) - Conversion
Series A Preferred Stock
2021-09-28−1,090,180→ 0 total(indirect: See Footnote)→ Common Stock (1,090,180 underlying) - Conversion
Common Stock
2021-09-28+6,721,714→ 12,377,254 total(indirect: See Footnote)
Footnotes (6)
- [F1]On September 28, 2021, the Series A Preferred Stock automatically converted into Common Stock on a one-to-one basis without payment of further consideration upon the closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- [F2]On September 28, 2021, the Series B Preferred Stock automatically converted into Common Stock on a one-to-one basis without payment of further consideration upon the closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- [F3]On September 28, 2021, the Series C-1 Preferred Stock automatically converted into Common Stock on a one-to-one basis without payment of further consideration upon the closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- [F4]Includes 6,745,720 shares held directly by Cove Investors I, LLC ("Cove I") and 5,631,534 shares held directly by Cove Investors II, LLC ("Cove II"). Kelly Day is the member of Cove I and Cove II with authority to direct the voting interests of Cove I and Cove II with respect to shares held by Cove I and Cove II, respectively, and as a result may be deemed to have beneficial ownership of such shares.
- [F5]The shares are held directly by Cove I. Kelly Day is the member of Cove I with authority to direct the voting interests of Cove I with respect to shares held by Cove I, and as a result may be deemed to have beneficial ownership of such shares.
- [F6]The shares are held directly by Cove II. Kelly Day is the member of Cove II with authority to direct the voting interests of Cove II with respect to shares held by Cove II, and as a result may be deemed to have beneficial ownership of such shares.
Documents
Issuer
Cue Health Inc.
CIK 0001628945
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001874136
Filing Metadata
- Form type
- 4
- Filed
- Sep 29, 8:00 PM ET
- Accepted
- Sep 30, 4:38 PM ET
- Size
- 16.2 KB