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4//SEC Filing

Grossman Jerrold B 4

Accession 0001140361-22-008670

CIK 0001368514other

Filed

Mar 8, 7:00 PM ET

Accepted

Mar 9, 5:58 PM ET

Size

10.6 KB

Accession

0001140361-22-008670

Insider Transaction Report

Form 4
Period: 2022-03-07
Transactions
  • Award

    Employee Stock Option (right to buy)

    2022-03-07+53,17253,172 total
    Exercise: $1.67Exp: 2032-03-07Common Stock (53,172 underlying)
  • Award

    Common Stock

    2022-03-07+26,586287,450 total
Holdings
  • Common Stock

    (indirect: See footnote)
    31,381
  • Common Stock

    (indirect: See footnote)
    175
  • Common Stock

    (indirect: See footnote)
    22,857
  • Common Stock

    (indirect: See footnote)
    38,294
Footnotes (7)
  • [F1]These shares represent restricted stock units ("RSUs") that will vest in two equal installments, on the six- and 12-month anniversaries of the grant date, becoming fully vested on the one-year anniversary of the grant date, subject to the reporting person's continued service as of the applicable vesting date.
  • [F2]Includes (i) 26,586 RSUs granted on March 7, 2022 and reported on this Form 4, subject to vesting as set forth in footnote (1); and (ii) 260,864 shares of common stock owned by the reporting person.
  • [F3]These shares are owned by Brookwood LLC ("Brookwood"). The reporting person is the managing member of Brookwood.
  • [F4]These shares are owned by the Jerrold Grossman 2019 Irrevocable Trust, of which Dr. Grossman serves as investment trustee.
  • [F5]These shares are owned by Genesis Foundation Inc. ("Genesis"). The reporting person is the President of Genesis.
  • [F6]These shares are owned by the reporting person's wife.
  • [F7]The options vest in 12 equal monthly installments, becoming fully vested on the one-year anniversary of the date of grant.

Issuer

ADMA BIOLOGICS, INC.

CIK 0001368514

Entity typeother

Related Parties

1
  • filerCIK 0001542519

Filing Metadata

Form type
4
Filed
Mar 8, 7:00 PM ET
Accepted
Mar 9, 5:58 PM ET
Size
10.6 KB