KRAVIS HENRY R 4
4 · KKR & Co. Inc. · Filed May 31, 2022
Insider Transaction Report
Form 4
KRAVIS HENRY R
DirectorCo-Chairman and Co-CEO10% Owner
Transactions
- Exercise/Conversion
KKR Holdings L.P. Units
2022-05-31−1,500,000→ 0 total(indirect: See Footnote)→ Common Stock (1,500,000 underlying) - Other
Common Stock
2022-05-27+1,338→ 1,150,469 total - Exercise/Conversion
Common Stock
2022-05-31+1,500,000→ 1,500,000 total(indirect: See footnote) - Exercise/Conversion
Common Stock
2022-05-31+71,849,925→ 73,000,394 total - Award
Common Stock
2022-05-31+2,364,773→ 75,365,167 total - Gift
Common Stock
2022-05-13−340,000→ 6,310,000 total(indirect: See footnote) - Exercise/Conversion
KKR Holdings L.P. Units
2022-05-31−71,849,925→ 0 total→ Common Stock (71,849,925 underlying) - Award
Common Stock
2022-05-31+49,369→ 1,549,369 total(indirect: See footnote) - Other
KKR Holdings L.P. Units
2022-05-27+535,185→ 71,849,925 total→ Common Stock (535,185 underlying)
Holdings
- 130,925(indirect: See Footnote)
Common Stock
- 15,227(indirect: See Footnote)
Common Stock
Footnotes (7)
- [F1]Represents a distribution of common stock from an affiliate of KKR Holdings L.P. to the Reporting Person and an allocation of units of KKR Holdings L.P. to the Reporting Person, in each case, prior to the Mergers (as defined below).
- [F2]In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.
- [F3]In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.
- [F4]These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.
- [F5]Represents the donation of 340,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 6,310,000 shares of common stock for future donations.
- [F6]These shares of common stock are held by a limited liability company of which the Reporting Person is the managing member.
- [F7]These shares of common stock are held by the Reporting Person's spouse.