4//SEC Filing
BAE JOSEPH Y 4
Accession 0001140361-22-021358
CIK 0001404912other
Filed
May 30, 8:00 PM ET
Accepted
May 31, 6:16 PM ET
Size
22.4 KB
Accession
0001140361-22-021358
Insider Transaction Report
Form 4
BAE JOSEPH Y
DirectorCo-Chief Executive Officer
Transactions
- Award
Common Stock
2022-05-31+134,201→ 7,716,458 total - Exercise/Conversion
Common Stock
2022-05-31+9,699,319→ 9,699,319 total(indirect: See footnote) - Exercise/Conversion
Common Stock
2022-05-31+4,077,500→ 7,582,257 total - Award
Common Stock
2022-05-31+319,231→ 10,018,550 total(indirect: See footnote) - Exercise/Conversion
KKR Holdings L.P. Units
2022-05-31−4,077,500→ 0 total→ Common Stock (4,077,500 underlying) - Exercise/Conversion
KKR Holdings L.P. Units
2022-05-31−9,699,319→ 0 total(indirect: See footnote)→ Common Stock (9,699,319 underlying) - Exercise/Conversion
Common Stock
2022-05-31+370,578→ 372,060 total(indirect: By Trust) - Award
Common Stock
2022-05-31+12,197→ 384,257 total(indirect: By Trust) - Exercise/Conversion
KKR Holdings L.P. Units
2022-05-31−370,578→ 0 total(indirect: By Trust)→ Common Stock (370,578 underlying)
Holdings
- 350,000(indirect: See footnote)
Common Stock
- 7,166(indirect: By Limited Liability Company)
Common Stock
Footnotes (4)
- [F1]In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.
- [F2]In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.
- [F3]These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.
- [F4]These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.
Documents
Issuer
KKR & Co. Inc.
CIK 0001404912
Entity typeother
Related Parties
1- filerCIK 0001208917
Filing Metadata
- Form type
- 4
- Filed
- May 30, 8:00 PM ET
- Accepted
- May 31, 6:16 PM ET
- Size
- 22.4 KB