Kuperschmid Mark 4
4 · Great Elm Capital Corp. · Filed Jun 17, 2022
Insider Transaction Report
Form 4
Kuperschmid Mark
Director
Transactions
- Exercise/Conversion
Common Stock
2022-06-15$12.50/sh+5,986$74,825→ 11,972 total(indirect: By LLC) - Exercise/Conversion
Subscription Rights
2022-06-15−5,986→ 0 total(indirect: By LLC)Exercise: $12.50From: 2022-05-26Exp: 2022-06-10→ Common Stock (5,986 underlying)
Footnotes (2)
- [F1]On June 15, 2022, the Reporting Person exercised in full his primary subscription rights (each 1 subscription right entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 23, 2022 record date for the rights offering.
- [F2]The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.