Kaplan Matthew D 4
4 · Great Elm Capital Corp. · Filed Jun 17, 2022
Insider Transaction Report
Form 4
Kaplan Matthew D
CEO and President
Transactions
- Exercise/Conversion
Common Stock
2022-06-15$12.50/sh+1,000$12,500→ 2,000 total - Exercise/Conversion
Subscription Rights
2022-06-15−1,000→ 0 totalExercise: $12.50From: 2022-05-26Exp: 2022-06-10→ Common Stock (1,000 underlying)
Footnotes (1)
- [F1]On June 15, 2022, the Reporting Person exercised in full his primary subscription rights (each 1 subscription right entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 23, 2022 record date for the rights offering.