4//SEC Filing
Kaplan Matthew D 4
Accession 0001140361-22-023498
CIK 0001675033other
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 4:59 PM ET
Size
6.5 KB
Accession
0001140361-22-023498
Insider Transaction Report
Form 4
Kaplan Matthew D
CEO and President
Transactions
- Exercise/Conversion
Common Stock
2022-06-15$12.50/sh+1,000$12,500→ 2,000 total - Exercise/Conversion
Subscription Rights
2022-06-15−1,000→ 0 totalExercise: $12.50From: 2022-05-26Exp: 2022-06-10→ Common Stock (1,000 underlying)
Footnotes (1)
- [F1]On June 15, 2022, the Reporting Person exercised in full his primary subscription rights (each 1 subscription right entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 23, 2022 record date for the rights offering.
Documents
Issuer
Great Elm Capital Corp.
CIK 0001675033
Entity typeother
Related Parties
1- filerCIK 0001916576
Filing Metadata
- Form type
- 4
- Filed
- Jun 16, 8:00 PM ET
- Accepted
- Jun 17, 4:59 PM ET
- Size
- 6.5 KB