BAE JOSEPH Y 4
4 · KKR & Co. Inc. · Filed Oct 4, 2022
Insider Transaction Report
Form 4
BAE JOSEPH Y
DirectorCo-Chief Executive Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2022-10-01−450,000→ 0 total→ Common Stock (450,000 underlying) - Exercise/Conversion
Common Stock
2022-10-01+450,000→ 6,412,073 total - Tax Payment
Common Stock
2022-10-01$43.00/sh−245,361$10,550,523→ 6,166,712 total
Holdings
- 350,000(indirect: See Footnote)
Common Stock
- 384,257(indirect: By Trust)
Common Stock
- 7,166(indirect: By Limited Liability Company)
Common Stock
- 1,754,385(indirect: By Trust)
Common Stock
- 10,018,550(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]Reflects 450,000 restricted stock units of KKR & Co. Inc. that vested, and the Reporting Person became entitled to shares of common stock of KKR & Co. Inc. on a one-for-one basis.
- [F2]Reflects a transfer by the Reporting Person of 1,754,385 shares into a trust for estate planning purposes.
- [F3]These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.
- [F4]These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.