5//SEC Filing
KKR Associates NGT L.P. 5
Accession 0001140361-23-006063
CIK 0001543916other
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 6:25 PM ET
Size
18.6 KB
Accession
0001140361-23-006063
Insider Transaction Report
Form 5
ForgeRock, Inc.FORG
KKR Fox Investors LLC
10% Owner
Transactions
- Conversion
Class B Common Stock
2021-12-03−793,103→ 4,494,249 total(indirect: See footnotes)→ Class A Common Stock (793,103 underlying) - Conversion
Class A Common Stock
2021-12-03+793,103→ 793,103 total(indirect: See footnotes)
KKR Associates NGT L.P.
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-12-03+793,103→ 793,103 total(indirect: See footnotes) - Conversion
Class B Common Stock
2021-12-03−793,103→ 4,494,249 total(indirect: See footnotes)→ Class A Common Stock (793,103 underlying)
Transactions
- Conversion
Class B Common Stock
2021-12-03−793,103→ 4,494,249 total(indirect: See footnotes)→ Class A Common Stock (793,103 underlying) - Conversion
Class A Common Stock
2021-12-03+793,103→ 793,103 total(indirect: See footnotes)
KKR Next Gen Tech Growth Ltd
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-12-03+793,103→ 793,103 total(indirect: See footnotes) - Conversion
Class B Common Stock
2021-12-03−793,103→ 4,494,249 total(indirect: See footnotes)→ Class A Common Stock (793,103 underlying)
Footnotes (3)
- [F1]Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions.
- [F2]The securities reported herein are held by KKR Fox Investors LLC. KKR Next Generation Technology Growth Fund L.P. is the managing member of KKR Fox Investors LLC. KKR Associates NGT L.P. is the general partner of KKR Next Generation Technology Growth Fund L.P. KKR Next Gen Tech Growth Limited is the general partner of KKR Associates NGT L.P. KKR Group Partnership L.P. is the sole shareholder of KKR Next Gen Tech Growth Limited. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR Group Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR & Co. is the sole shareholder of KKR Group Co. Inc. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.
- [F3]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
Documents
Issuer
ForgeRock, Inc.
CIK 0001543916
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001855206
Filing Metadata
- Form type
- 5
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 6:25 PM ET
- Size
- 18.6 KB