NUTTALL SCOTT C 5
5 · KKR & Co. Inc. · Filed Feb 13, 2023
Insider Transaction Report
Form 5
NUTTALL SCOTT C
DirectorCo-Chief Executive Officer
Transactions
- Gift
Common Stock
2022-11-30−150,000→ 0 total(indirect: See footnote) - Gift
Common Stock
2022-11-30−481,540→ 16,514,618 total
Holdings
- 1,497,723(indirect: See footnote)
Common Stock
- 129,301(indirect: By Trust)
Common Stock
- 2,782(indirect: By Limited Liability Company)
Common Stock
- 2,000,000(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]This Form 5 reports the donation of 150,000 shares of common stock of KKR & Co. Inc. ("Common Stock") by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation for which the Reporting Person is a director but has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of Common Stock were being held by the Partnership solely for purposes of charitable donations. As of the date of this filing, there has been no sale of the Common Stock by the charitable foundation.
- [F2]This Form 5 reports a donation of 481,540 shares of Common Stock, which consists of a donation of 270,000 shares of Common Stock to a charitable foundation for which the Reporting Person is a director but has no pecuniary interest and a donation of 211,540 shares of Common Stock to a charitable foundation for which the Reporting Person has non-binding advisory powers but no pecuniary interest. As of the date of this filing, there has been no sale of the Common Stock by either charitable foundation.
- [F3]Reflects a transfer by the Reporting Person of 1,000,000 shares of Common Stock into a trust for estate planning purposes.
- [F4]These shares of Common Stock are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.