BAE JOSEPH Y 5
5 · KKR & Co. Inc. · Filed Feb 13, 2023
Insider Transaction Report
Form 5
BAE JOSEPH Y
DirectorCo-Chief Executive Officer
Transactions
- Gift
Common Stock
2022-11-30−350,000→ 0 total(indirect: See footnote)
Holdings
- 4,250,363
Common Stock
- 10,018,550(indirect: See footnote)
Common Stock
- 384,257(indirect: By Trust)
Common Stock
- 7,166(indirect: By Limited Liability Company)
Common Stock
- 3,670,734(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]This Form 5 reports the donation of 350,000 shares of common stock of KKR & Co. Inc. (the "Common Stock") by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation for which the Reporting Person has non-binding advisory powers but no pecuniary interest. As of the date of this filing, there has been no sale of the Common Stock by the charitable foundation. As previously reported on a Form 4 filed on May 18, 2018, these shares of Common Stock were being held by the Partnership solely for purposes of charitable donations.
- [F2]Reflects a transfer by the Reporting Person of 1,916,349 shares of Common Stock into a trust for estate planning purposes.
- [F3]These shares of Common Stock are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.