4//SEC Filing
Amster Howard 4
Accession 0001140361-23-008383
CIK 0001490349other
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 8:52 PM ET
Size
13.9 KB
Accession
0001140361-23-008383
Insider Transaction Report
Form 4
AMSTER HOWARD
Director10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value
2023-02-21$38.28/sh+11,700$447,876→ 11,700 total(indirect: By Trust) - Purchase
Common Stock, $0.001 par value
2023-02-21$38.28/sh+409$15,657→ 409 total(indirect: By Trust)
Holdings
- 960(indirect: By Trust)
Common Stock, $0.001 par value
- 557(indirect: By Pleasant Lake Corp)
Common Stock, $0.001 par value
- 1,731(indirect: By Partnership)
Common Stock, $0.001 par value
- 231,038
Common Stock, $0.001 par value
- 275(indirect: By Trust)
Common Stock, $0.001 par value
- 41(indirect: By Trust)
Common Stock, $0.001 par value
- 200(indirect: By Trust)
Common Stock, $0.001 par value
Footnotes (9)
- [F1]The price reported in Column 4 is an average price. These shares were purchased in multiple transactions by a single omnibus account. 2,731 shares were purchased at prices ranging from $36.90 to $37.90, inclusive, with a weighted average price of $37.48, and a further 9,378 shares were purchased at prices ranging from $38.00 to $38.72, with a weighted average price of $38.52. The shares purchased were then allocated as indicated in Column 4 to the respective entities named in Column 7. The weighted average price of all the purchases in the aggregate was $38.28. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F2]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1.
- [F3]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2.
- [F4]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster and Tamara Gould Charitable Remainder Unitrust U/A DTD 03/18/1993.
- [F5]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998.
- [F6]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005.
- [F7]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of the Samuel Heller Trust U/A 08/07/2002.
- [F8]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp.
- [F9]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as general partner of Amster Limited Partnership.
Documents
Issuer
PhenixFIN Corp
CIK 0001490349
Entity typeother
Related Parties
1- filerCIK 0000904853
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 8:52 PM ET
- Size
- 13.9 KB