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4//SEC Filing

Grossman Jerrold B 4

Accession 0001140361-23-010772

CIK 0001368514other
View on SEC.govCompany Profile

Filed

Mar 7, 7:00 PM ET

Accepted

Mar 8, 9:30 PM ET

Size

10.7 KB

Accession

0001140361-23-010772

Insider Transaction Report

Form 4
Period: 2023-03-06
ADMA BIOLOGICS, INC.ADMA
Grossman Jerrold B
Director
Transactions
  • Award

    Employee Stock Option (right to buy)

    2023-03-06+51,630→ 51,630 total
    Exercise: $3.35Exp: 2033-03-06→ Common Stock (51,630 underlying)
  • Award

    Common Stock

    2023-03-06+25,815→ 313,265 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    38,294

  • Common Stock

    (indirect: See Footnote)
    22,857

  • Common Stock

    (indirect: See Footnote)
    31,381

  • Common Stock

    (indirect: See Footnote)
    175
Footnotes (7)
  • [F1]These shares represent restricted stock units ("RSUs") that will vest in two equal installments, on the six- and 12-month anniversaries of the grant date, becoming fully vested on the one-year anniversary of the grant date, subject to the reporting person's continued service as of the applicable vesting date.
  • [F2]Includes, as of the transaction date, (i) 25,815 RSUs granted on March 6, 2023 and reported on this Form 4, subject to vesting as set forth in footnote (1); (ii) 13,293 RSUs granted on March 7, 2022, which will vest in full on March 7, 2023; and (iii) 274,157 shares of common stock owned by the reporting person.
  • [F3]These shares are owned by Brookwood LLC ("Brookwood"). The reporting person is the managing member of Brookwood.
  • [F4]These shares are owned by the Jerrold Grossman 2019 Irrevocable Trust, of which Dr. Grossman serves as investment trustee.
  • [F5]These shares are owned by Genesis Foundation Inc. ("Genesis"). The reporting person is the President of Genesis.
  • [F6]These shares are owned by the reporting person's wife.
  • [F7]The options vest in 12 equal monthly installments, becoming fully vested on the one-year anniversary of the date of grant.

Documents

1 file

Issuer

ADMA BIOLOGICS, INC.

CIK 0001368514

→
Entity typeother

Related Parties

1
  • filerCIK 0001542519

Filing Metadata

Form type
4
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 9:30 PM ET
Size
10.7 KB
View on SEC.gov