4//SEC Filing
Kaplan Matthew D 4
Accession 0001140361-23-010985
CIK 0001675033other
Filed
Mar 8, 7:00 PM ET
Accepted
Mar 9, 9:28 PM ET
Size
8.4 KB
Accession
0001140361-23-010985
Insider Transaction Report
Form 4
Kaplan Matthew D
CEO and President
Transactions
- Purchase
Common Stock
2023-03-07$9.13/sh+5,020$45,833→ 7,020 total - Purchase
Common Stock
2023-03-08$9.46/sh+2,201$20,821→ 9,221 total - Purchase
Common Stock
2023-03-09$9.41/sh+1,679$15,799→ 10,900 total
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.11 to $9.15, inclusive. The Reporting Person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.35 to $9.50, inclusive. The Reporting Person undertakes to provide to GECC, any security holder of GECC, or the staff of the SEC, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.
- [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.30 to $9.48, inclusive. The Reporting Person undertakes to provide to GECC, any security holder of GECC, or the staff of the SEC, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.
Documents
Issuer
Great Elm Capital Corp.
CIK 0001675033
Entity typeother
Related Parties
1- filerCIK 0001916576
Filing Metadata
- Form type
- 4
- Filed
- Mar 8, 7:00 PM ET
- Accepted
- Mar 9, 9:28 PM ET
- Size
- 8.4 KB