Neuberger Berman Investment Advisers LLC 4
4 · E2open Parent Holdings, Inc. · Filed Mar 29, 2023
Insider Transaction Report
Form 4
Neuberger Berman Group LLC
10% Owner
Transactions
- Other
Class A Common Stock
2023-03-27−567,713→ 0 total(indirect: Held by NBOKS Co-Invest Fund I LP)
Holdings
- 30,607,831(indirect: Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP)
Class A Common Stock
Footnotes (3)
- [F1]Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to each of Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and NBOKS Co-Invest Fund I LP ("Co-Invest Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund and Co-Invest Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC.
- [F2]Reflects a pro-rata, in-kind distribution of 7,625,000 shares of Class A Common Stock from CC Neuberger Principal Holdings I Sponsor LLC ("Sponsor") to Master Fund on February 21, 2023, for no consideration. Sponsor also distributed to Master Fund 5,140,000 warrants to purchase shares of Class A Common Stock on February 21, 2023, pro-rata, in-kind and for no consideration. Each transaction resulted solely in a change in Master Fund's form of ownership and thus was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act.
- [F3]Co-Invest Fund distributed these shares in-kind to its members on a pro-rata basis, for no consideration.