Davis Keri 4
4 · Great Elm Capital Corp. · Filed Mar 31, 2023
Insider Transaction Report
Form 4
Davis Keri
CFO
Transactions
- Other
Common Stock
2022-09-20+5,894→ 9,011 total - Other
Common Stock
2022-09-24+23→ 9,034 total
Footnotes (2)
- [F1]Ms. Davis is the CFO of Great Elm Capital Management, Inc. ("GECM"), the external investment manager of Great Elm Capital Corp. ("GECC"). Ms. Davis received an award of 5,894 shares of common stock of GECC as equity compensation for her position at GECM, 1,474 of which vested on the grant date, September 20, 2022, and the remainder of which will vest in equal annual installments on each anniversary of the grant date until September 20, 2025, subject to continued service with GECM.
- [F2]Represents shares of common stock of GECC acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Ms. Davis on September 24, 2021 that vested on the one-year anniversary of that date.