4//SEC Filing
Reformina Luis 4
Accession 0001140361-23-023762
CIK 0001290677other
Filed
May 8, 8:00 PM ET
Accepted
May 9, 9:19 PM ET
Size
12.1 KB
Accession
0001140361-23-023762
Insider Transaction Report
Form 4
Reformina Luis
Sr VP, CFO
Transactions
- Award
Common Stock
2023-05-05$22.25/sh+5,328$118,548→ 7,978 total
Holdings
- 12,000
Options
Exercise: $47.76Exp: 2031-05-03→ Common Stock (12,000 underlying) - 25,000
Options
Exercise: $20.89Exp: 2029-10-24→ Common Stock (25,000 underlying) - 4,000
Options
Exercise: $30.46Exp: 2032-03-14→ Common Stock (4,000 underlying) - 4,500
Options
Exercise: $51.75Exp: 2031-02-18→ Common Stock (4,500 underlying) - 4,000
Options
Exercise: $14.85Exp: 2030-03-18→ Common Stock (4,000 underlying)
Footnotes (9)
- [F1]Granted pursuant to the issuer's 2015 Equity Incentive Plan
- [F2]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
- [F3]The options vest and become exercisable as to 34% of the underlying shares on January 1. 2021. 33% of the underlying shares on January 1, 2022, and 33% of the underlying shares on January 1, 2023.
- [F4]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023, and 33% of the underlying shares on January 1, 2024.
- [F5]Granted pursuant to the issuer's 2021 Equity Incentive Plan.
- [F6]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024, and 33% of the underlying shares on January 1, 2025.
- [F7]Represents grant of restricted stock units ("RSUs") pursuant to the issuer's 2021 Equity Incentive Plan. These RSUs will vest 33% on the first, second and third anniversaries of March 31, 2023.
- [F8]RSUs convert into shares of Common Stock on a 1-for-1 basis.
- [F9]The total reported in Column 5 includes 7,328 RSUs and 650 shares of common stock.
Documents
Issuer
Turning Point Brands, Inc.
CIK 0001290677
Entity typeother
Related Parties
1- filerCIK 0001858265
Filing Metadata
- Form type
- 4
- Filed
- May 8, 8:00 PM ET
- Accepted
- May 9, 9:19 PM ET
- Size
- 12.1 KB