4//SEC Filing
Nguyen Tran 4
Accession 0001140361-23-025342
CIK 0001559053other
Filed
May 16, 8:00 PM ET
Accepted
May 17, 9:53 PM ET
Size
19.3 KB
Accession
0001140361-23-025342
Insider Transaction Report
Form 4
Nguyen Tran
Chief Financial Officer
Transactions
- Exercise/Conversion
Ordinary Shares, par value $0.01 per share
2023-05-17$22.85/sh+50,000$1,142,500→ 98,200 total - Sale
Ordinary Shares, par value $0.01 per share
2023-05-17$72.66/sh−14,001$1,017,325→ 84,199 total - Sale
Ordinary Shares, par value $0.01 per share
2023-05-17$74.55/sh−37,044$2,761,475→ 12,515 total - Sale
Ordinary Shares, par value $0.01 per share
2023-05-17$75.44/sh−9,215$695,206→ 3,300 total - Exercise/Conversion
Stock Option (Right to Buy)
2023-05-17−45,000→ 0 totalExercise: $29.81Exp: 2024-02-04→ Ordinary Shares (45,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2023-05-17−50,000→ 0 totalExercise: $22.85Exp: 2025-03-11→ Ordinary Shares (50,000 underlying) - Sale
Ordinary Shares, par value $0.01 per share
2023-05-17$76.04/sh−100$7,604→ 3,200 total - Exercise/Conversion
Ordinary Shares, par value $0.01 per share
2023-05-17$29.81/sh+45,000$1,341,450→ 48,200 total - Sale
Ordinary Shares, par value $0.01 per share
2023-05-17$73.54/sh−34,640$2,547,311→ 49,559 total
Footnotes (7)
- [F1]The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 10, 2023 in connection with a court stipulation and order regarding the separation of assets ("Court Order") in accordance with a divorce settlement agreement.
- [F2]The transaction was executed in multiple trades in prices ranging from $72.03 to $73.02, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 5 of this Form 4.
- [F3]The transaction was executed in multiple trades in prices ranging from $73.03 to $74.025, inclusive.
- [F4]The transaction was executed in multiple trades in prices ranging from $74.03 to $75.02, inclusive.
- [F5]The transaction was executed in multiple trades in prices ranging from $75.04 to $76.025, inclusive.
- [F6]All shares subject to the option have fully vested.
- [F7]The Reporting Person holds options that give him the right to acquire an aggregate of 806,837 shares at exercise prices ranging from $12.15 to $52.97, of which 638,253 are currently exercisable, and 168,584 are currently unexercisable but vest over time, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date of each option award. Certain of these options are subject to the Court Order.
Documents
Issuer
PROTHENA CORP PUBLIC LTD CO
CIK 0001559053
Entity typeother
Related Parties
1- filerCIK 0001457013
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 9:53 PM ET
- Size
- 19.3 KB